{
  "crd_number": 126818,
  "slug": "hillcrest-wealth-advisors-ny-llc-holmdel-nj-126818",
  "primary_business_name": "HILLCREST WEALTH ADVISORS - NY, LLC",
  "legal_name": "HILLCREST WEALTH ADVISORS - NY, LLC",
  "dbas": [],
  "city": "Holmdel",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-04-28",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-05-22",
  "carried_forward": false,
  "raum_total": 390721478.0,
  "raum_discretionary": 390721478.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 2027916.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 386212007.0,
      "count": 56
    },
    "corporations_other_businesses": {
      "raum": 2481555.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NH",
    "NJ",
    "NY",
    "TX"
  ],
  "websites": [
    "https://hcwadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126818",
  "city_as_filed": "HOLMDEL",
  "url": "https://advisorcensus.com/firm/hillcrest-wealth-advisors-ny-llc-holmdel-nj-126818",
  "display_name": "Hillcrest Wealth Advisors - NY, LLC",
  "summary": "Hillcrest Wealth Advisors - NY, LLC is an SEC-registered investment advisory firm in Holmdel, NJ, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.",
  "citation": "AdvisorCensus. Hillcrest Wealth Advisors - NY, LLC (CRD 126818): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Hillcrest Wealth Advisors - NY, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hillcrest Wealth Advisors - NY, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Hillcrest Wealth Advisors - NY, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 22, 2026 states: Hourly rate: $500 to $600 an hour (financial plan); Flat fee: $7,500 to $10,000 a year (financial plan). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hillcrest Wealth Advisors - NY, LLC located?",
      "a": "Hillcrest Wealth Advisors - NY, LLC's principal office is in Holmdel, NJ, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Hillcrest Wealth Advisors - NY, LLC registered with the SEC or a state?",
      "a": "Hillcrest Wealth Advisors - NY, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 126818."
    },
    {
      "q": "How much does Hillcrest Wealth Advisors - NY, LLC manage?",
      "a": "Hillcrest Wealth Advisors - NY, LLC reports $390,721,478 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have Hillcrest Wealth Advisors - NY, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hillcrest Wealth Advisors - NY, LLC: Regulatory assets under management: $299,142,655 in the October 2021 data and $390,721,478 in the October 2026 data, up 31%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hillcrest Wealth Advisors - NY, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (56); individuals (other than high net worth individuals) (6); corporations or other businesses not listed above (3)."
    },
    {
      "q": "Which custodians does Hillcrest Wealth Advisors - NY, LLC use?",
      "a": "Hillcrest Wealth Advisors - NY, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hillcrest Wealth Advisors - NY, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126818"
    },
    {
      "q": "Does Hillcrest Wealth Advisors - NY, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 22, 2026 says: \"HCWA has a net investable asset minimum of $2,000,000 that may be waived for family members and in other extenuating circumstances.\""
    },
    {
      "q": "What changed in Hillcrest Wealth Advisors - NY, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Added an office in Hazlet, NJ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 299142655.0,
      "total_employees": 4,
      "filing_date": "2021-05-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 371814134.0,
      "total_employees": 3,
      "filing_date": "2022-05-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 318969824.0,
      "total_employees": 3,
      "filing_date": "2023-02-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 348172050.0,
      "total_employees": 2,
      "filing_date": "2024-02-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 355400987.0,
      "total_employees": 2,
      "filing_date": "2025-02-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 390721478.0,
      "total_employees": 2,
      "filing_date": "2026-05-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added an office in Hazlet, NJ."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 22, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$2,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 to $600 an hour (financial plan)",
      "Flat fee: $7,500 to $10,000 a year (financial plan)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "HCWA has a net investable asset minimum of $2,000,000 that may be waived for family members and in other extenuating circumstances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 to $600 an hour (financial plan)"
        ],
        "quotes": [
          "Clients requesting only a financial plan are charged either a fee of $500-$600 per hour, or a fixed fee generally ranging from $7,500 to $10,000 annually depending on the nature and complexity"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $7,500 to $10,000 a year (financial plan)"
        ],
        "quotes": [
          "Clients requesting only a financial plan are charged either a fee of $500-$600 per hour, or a fixed fee generally ranging from $7,500 to $10,000 annually depending on the nature and complexity"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 2000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 500.0,
          "max": 600.0,
          "period": "hour",
          "service": "financial plan"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 7500.0,
          "max": 10000.0,
          "period": "annual",
          "service": "financial plan"
        }
      ]
    },
    "quotes": [
      "HCWA has a net investable asset minimum of $2,000,000 that may be waived for family members and in other extenuating circumstances.",
      "Clients requesting only a financial plan are charged either a fee of $500-$600 per hour, or a fixed fee generally ranging from $7,500 to $10,000 annually depending on the nature and complexity",
      "Clients requesting only a financial plan are charged either a fee of $500-$600 per hour, or a fixed fee generally ranging from $7,500 to $10,000 annually depending on the nature and complexity"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hillcrest-wealth-advisors-ny-llc-holmdel-nj-126818.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 2027916.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 56,
      "fewer_than_5": false,
      "raum": 386212007.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 2481555.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126818",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}