# Highview Capital Management, LLC

> Highview Capital Management, LLC is an SEC-registered investment advisory firm in Buffalo Grove, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 306195
- Filed as: HIGHVIEW CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Buffalo Grove, IL
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306195
- AdvisorCensus page: https://advisorcensus.com/firm/highview-capital-management-llc-buffalo-grove-il-306195

## Quick answers

**How is Highview Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Highview Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Highview Capital Management, LLC located?**
Highview Capital Management, LLC's principal office is in Buffalo Grove, IL, according to its Form ADV.

**Is Highview Capital Management, LLC registered with the SEC or a state?**
Highview Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306195.

**How much does Highview Capital Management, LLC manage?**
Highview Capital Management, LLC reports $416,313,564 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Highview Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Highview Capital Management, LLC: Regulatory assets under management: $121,091,627 in the October 2021 data and $416,313,564 in the October 2026 data, up 244%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Highview Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (16).

**Which custodians does Highview Capital Management, LLC use?**
Highview Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Highview Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306195

**What changed in Highview Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $363,611,405 to $416,313,564 (+14%). Registered or notice-filed in FL, TX, WI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Pershing, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $416,313,564
- Discretionary: $416,313,564
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $2,068,866 |
| High net worth individuals | 81 | $405,611,464 |
| Charitable organizations | Fewer than 5 | $8,633,234 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hv-cap.com
- LinkedIn @highview-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $121,091,627 | 3 | May 27, 2021 |
| October 2022 | $283,128,386 | 4 | March 25, 2022 |
| October 2023 | $265,004,023 | 5 | August 18, 2023 |
| October 2024 | $280,744,906 | 5 | June 26, 2024 |
| October 2025 | $363,611,405 | 5 | February 6, 2025 |
| October 2026 | $416,313,564 | 5 | March 27, 2026 |

Regulatory assets under management: $121,091,627 in the October 2021 data and $416,313,564 in the October 2026 data, up 244%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $363,611,405 to $416,313,564 (+14%).
- Registered or notice-filed in FL, TX, WI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highview Capital Management, LLC (CRD 306195): Form ADV filing data as of October 2026.