# Hightower & Boler, LLC

> Hightower & Boler, LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 288369
- Filed as: HIGHTOWER & BOLER, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288369
- AdvisorCensus page: https://advisorcensus.com/firm/hightower-and-boler-llc-chicago-il-288369

## Quick answers

**How is Hightower & Boler, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hightower & Boler, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Hightower & Boler, LLC located?**
Hightower & Boler, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Hightower & Boler, LLC registered with the SEC or a state?**
Hightower & Boler, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 288369.

**How much does Hightower & Boler, LLC manage?**
Hightower & Boler, LLC reports $7,769,209 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**What types of clients does Hightower & Boler, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14).

**Does Hightower & Boler, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288369

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,769,209
- Discretionary: $7,769,209
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $2,889,200 |
| High net worth individuals | Fewer than 5 | $1,342,000 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $3,538,009 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288369

### Websites listed on Form ADV (Item 1.I)
- hightowerandbolerllc.com
- LinkedIn @hightower-boler-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hightower & Boler, LLC (CRD 288369): Form ADV filing data as of October 2026.