# Highstreet Financial, LLC

> Highstreet Financial, LLC is a state-registered investment advisory firm in Tampa, FL, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 107132
- Filed as: HIGHSTREET FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/107132
- AdvisorCensus page: https://advisorcensus.com/firm/highstreet-financial-llc-tampa-fl-107132

## Quick answers

**How is Highstreet Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Highstreet Financial, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Highstreet Financial, LLC located?**
Highstreet Financial, LLC's principal office is in Tampa, FL, according to its Form ADV.

**Is Highstreet Financial, LLC registered with the SEC or a state?**
Highstreet Financial, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 107132.

**How much does Highstreet Financial, LLC manage?**
Highstreet Financial, LLC reports $29,694,227 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**What types of clients does Highstreet Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Does Highstreet Financial, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/107132

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $29,694,227
- Discretionary: $29,586,445
- Non-discretionary: $107,782

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $17,266,844 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $11,733,192 |
| Insurance companies | Fewer than 5 | $683,550 |
| Corporations or other businesses not listed above | Fewer than 5 | $10,641 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/107132

### Websites listed on Form ADV (Item 1.I)
- highstreet.us
- LinkedIn @the-highstreet-group
- X @HighstreetGRP

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highstreet Financial, LLC (CRD 107132): Form ADV filing data as of October 2026.