# Highroad Wealth Advisers, LLC

> Highroad Wealth Advisers, LLC is a state-registered investment advisory firm in Rochester, NY, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 149362
- Filed as: HIGHROAD WEALTH ADVISERS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rochester, NY
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149362
- AdvisorCensus page: https://advisorcensus.com/firm/highroad-wealth-advisers-llc-rochester-ny-149362

## Quick answers

**How is Highroad Wealth Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Highroad Wealth Advisers, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Highroad Wealth Advisers, LLC located?**
Highroad Wealth Advisers, LLC's principal office is in Rochester, NY, according to its Form ADV.

**Is Highroad Wealth Advisers, LLC registered with the SEC or a state?**
Highroad Wealth Advisers, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 149362.

**How much does Highroad Wealth Advisers, LLC manage?**
Highroad Wealth Advisers, LLC reports $15,803,640 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**How have Highroad Wealth Advisers, LLC's assets and staff changed since 2021?**
In the Form ADV data for Highroad Wealth Advisers, LLC: Regulatory assets under management: $78,034,402 in the October 2021 data and $15,803,640 in the October 2026 data, down 80%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Highroad Wealth Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Highroad Wealth Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149362

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,803,640
- Discretionary: $15,803,640
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $510,682 |
| High net worth individuals | 5 | $15,292,958 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $78,034,402 | 1 | February 18, 2021 |
| October 2026 | $15,803,640 | 1 | February 20, 2026 |

Regulatory assets under management: $78,034,402 in the October 2021 data and $15,803,640 in the October 2026 data, down 80%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highroad Wealth Advisers, LLC (CRD 149362): Form ADV filing data as of October 2026.