# Highlands Capital Corporation

> Highlands Capital Corporation is a state-registered investment advisory firm, registered since 1995, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 7, 2025.

- CRD: 123361
- Filed as: HIGHLANDS CAPITAL CORPORATION
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Delaware
- Filing period: October 2026
- Form ADV filing dated: January 7, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123361
- AdvisorCensus page: https://advisorcensus.com/firm/highlands-capital-corporation-123361

## Quick answers

**How is Highlands Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Highlands Capital Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Highlands Capital Corporation registered with the SEC or a state?**
Highlands Capital Corporation is a state-registered investment advisory firm, registered since 1995. Status as filed: APPROVED. CRD 123361.

**How much does Highlands Capital Corporation manage?**
Highlands Capital Corporation reports $4,300,000 in regulatory assets under management in its Form ADV filing dated January 7, 2025 (100% discretionary).

**What types of clients does Highlands Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1).

**Does Highlands Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123361

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,300,000
- Discretionary: $4,300,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $4,300,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1995 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highlands Capital Corporation (CRD 123361): Form ADV filing data as of October 2026.