# Highlands Asset Management, Inc.

> Highlands Asset Management, Inc. is a state-registered investment advisory firm in Highlands Ranch, CO, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 2, 2026.

- CRD: 126850
- Filed as: HIGHLANDS ASSET MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Highlands Ranch, CO
- Filing period: October 2026
- Form ADV filing dated: May 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126850
- AdvisorCensus page: https://advisorcensus.com/firm/highlands-asset-management-inc-highlands-ranch-co-126850

## Quick answers

**How is Highlands Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Highlands Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Highlands Asset Management, Inc. located?**
Highlands Asset Management, Inc.'s principal office is in Highlands Ranch, CO, according to its Form ADV.

**Is Highlands Asset Management, Inc. registered with the SEC or a state?**
Highlands Asset Management, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 126850.

**How much does Highlands Asset Management, Inc. manage?**
Highlands Asset Management, Inc. reports $4,209,737 in regulatory assets under management in its Form ADV filing dated May 2, 2026 (100% discretionary).

**What types of clients does Highlands Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11).

**Does Highlands Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126850

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,209,737
- Discretionary: $4,209,737
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $4,209,737 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highlands Asset Management, Inc. (CRD 126850): Form ADV filing data as of October 2026.