# Highland Peak Capital, LLC

> Highland Peak Capital, LLC is an SEC-registered investment advisory firm in Old Greenwich, CT, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 306304
- Filed as: HIGHLAND PEAK CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Old Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306304
- AdvisorCensus page: https://advisorcensus.com/firm/highland-peak-capital-llc-old-greenwich-ct-306304

## Quick answers

**How is Highland Peak Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Highland Peak Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Highland Peak Capital, LLC located?**
Highland Peak Capital, LLC's principal office is in Old Greenwich, CT, according to its Form ADV.

**Is Highland Peak Capital, LLC registered with the SEC or a state?**
Highland Peak Capital, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 306304.

**How much does Highland Peak Capital, LLC manage?**
Highland Peak Capital, LLC reports $333,194,153 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).

**How have Highland Peak Capital, LLC's assets and staff changed since 2022?**
In the Form ADV data for Highland Peak Capital, LLC: Regulatory assets under management: $189,882,012 in the October 2022 data and $333,194,153 in the October 2026 data, up 75%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Highland Peak Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); state or municipal government entities (including government pension plans) (1).

**Which custodians does Highland Peak Capital, LLC use?**
Highland Peak Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Highland Peak Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306304

**What changed in Highland Peak Capital, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 3 to 2. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $333,194,153
- Discretionary: $333,194,153
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $237,618,945 |
| State or municipal government entities (including government pension plans) | 1 | $95,575,208 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- highlandpeakcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $189,882,012 | 4 | June 29, 2022 |
| October 2023 | $181,010,220 | 4 | March 23, 2023 |
| October 2024 | $245,247,108 | 4 | April 26, 2024 |
| October 2025 | $305,114,035 | 4 | March 26, 2025 |
| October 2026 | $333,194,153 | 4 | September 30, 2026 |

Regulatory assets under management: $189,882,012 in the October 2022 data and $333,194,153 in the October 2026 data, up 75%.
Total employees: 4 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 3 to 2.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highland Peak Capital, LLC (CRD 306304): Form ADV filing data as of October 2026.