# Highgate Group USA Inc.

> Highgate Group USA Inc. is an SEC-registered investment advisory firm in Montreal, Quebec, Canada, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 27, 2026.

- CRD: 333217
- Filed as: HIGHGATE GROUP USA INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Montreal, Quebec, Canada
- Filing period: October 2026
- Form ADV filing dated: July 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333217
- AdvisorCensus page: https://advisorcensus.com/firm/highgate-group-usa-inc-montreal-quebec-333217

## Quick answers

**How is Highgate Group USA Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Highgate Group USA Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Highgate Group USA Inc. located?**
Highgate Group USA Inc.'s principal office is in Montreal, Quebec, Canada, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Highgate Group USA Inc. registered with the SEC or a state?**
Highgate Group USA Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333217.

**How much does Highgate Group USA Inc. manage?**
Highgate Group USA Inc. reports $16,978,584 in regulatory assets under management in its Form ADV filing dated July 27, 2026 (100% discretionary).

**How have Highgate Group USA Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Highgate Group USA Inc.: Regulatory assets under management: $0 in the October 2025 data and $16,978,584 in the October 2026 data. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Highgate Group USA Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (4).

**Which custodians does Highgate Group USA Inc. use?**
Highgate Group USA Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Highgate Group USA Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333217

**Does Highgate Group USA Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated May 26, 2026 says: "Highgate Group USA has a minimum portfolio size of $50,000." "There are no minimum investment amounts or conditions required for establishing an account managed by Highgate Group USA. However, there is a minimum portfolio size of $50,000 for services."

**What changed in Highgate Group USA Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 26, 2026)

- Account minimum: $50,000

> Highgate Group USA has a minimum portfolio size of $50,000.

> There are no minimum investment amounts or conditions required for establishing an account managed by Highgate Group USA. However, there is a minimum portfolio size of $50,000 for services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $16,978,584
- Discretionary: $16,978,584
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $2,911,774 |
| High net worth individuals | 4 | $14,066,810 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Toronto, Ontario

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 5 | March 18, 2025 |
| October 2026 | $16,978,584 | 5 | July 27, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $16,978,584 in the October 2026 data.
Total employees: 5 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Regulatory assets under management went from $0 to $16,978,584.
- Employees performing advisory functions went from 3 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Highgate Group USA Inc. (CRD 333217): Form ADV filing data as of October 2026.