# High Valley Capital

> High Valley Capital is a state-registered investment advisory firm, registered since 2007, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.

- CRD: 143639
- Filed as: HIGH VALLEY CAPITAL
- Legal name: High Valley Capital, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/143639
- AdvisorCensus page: https://advisorcensus.com/firm/high-valley-capital-143639

## Quick answers

**How is High Valley Capital compensated?**
On its Form ADV (Item 5.E, October 2026), High Valley Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is High Valley Capital registered with the SEC or a state?**
High Valley Capital is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 143639.

**Does High Valley Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/143639

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- highvalleycapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. High Valley Capital (CRD 143639): Form ADV filing data as of October 2026.