# High Rock Wealth Management

> High Rock Wealth Management is a state-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.

- CRD: 342438
- Filed as: HIGH ROCK WEALTH MANAGEMENT
- Legal name: High Rock Holdings LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in North Carolina
- Filing period: October 2026
- Form ADV filing dated: June 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/342438
- AdvisorCensus page: https://advisorcensus.com/firm/high-rock-wealth-management-342438

## Quick answers

**How is High Rock Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), High Rock Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is High Rock Wealth Management registered with the SEC or a state?**
High Rock Wealth Management is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 342438.

**How much does High Rock Wealth Management manage?**
High Rock Wealth Management reports $0 in regulatory assets under management in its Form ADV filing dated June 18, 2026.

**Does High Rock Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/342438

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- highrockwealth.com
- Facebook @AndrewVanAlstyneMBA
- Instagram @andrewvanalstyne_ea_mba
- LinkedIn @high-rock-wealth-management
- LinkedIn @andrew-van-alstyne
- YouTube @OwnersWealthArchitect

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. High Rock Wealth Management (CRD 342438): Form ADV filing data as of October 2026.