# High Probability Advisors, LLC

> High Probability Advisors, LLC is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 289541
- Filed as: HIGH PROBABILITY ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pittsford, NY
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289541
- AdvisorCensus page: https://advisorcensus.com/firm/high-probability-advisors-llc-pittsford-ny-289541

## Quick answers

**How is High Probability Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), High Probability Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is High Probability Advisors, LLC located?**
High Probability Advisors, LLC's principal office is in Pittsford, NY, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is High Probability Advisors, LLC registered with the SEC or a state?**
High Probability Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289541.

**How much does High Probability Advisors, LLC manage?**
High Probability Advisors, LLC reports $1,046,309,873 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (96% discretionary).

**How have High Probability Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for High Probability Advisors, LLC: Regulatory assets under management: $316,860,550 in the October 2021 data and $1,046,309,873 in the October 2026 data, up 230%. Total employees: 9 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does High Probability Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (192); high net worth individuals (152); pension and profit sharing plans (but not the plan participants or government pension plans) (45).

**Which custodians does High Probability Advisors, LLC use?**
High Probability Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Custody, Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does High Probability Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289541

**What changed in High Probability Advisors, LLC's recent Form ADV filings?**
In the June 2026 filing data: Added an office in Syracuse, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- American Trust Custody
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,046,309,873
- Discretionary: $1,005,952,116
- Non-discretionary: $40,357,757

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 192 | $77,267,641 |
| High net worth individuals | 152 | $808,052,371 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 45 | $146,091,662 |
| Charitable organizations | 9 | $14,898,199 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (8 years)
- Employees: 16 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, MA, MI, NC, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Albany, NY
- Buffalo, NY
- Syracuse, NY

### Websites listed on Form ADV (Item 1.I)
- highprobabilityadvisors.com
- vimeo.com/user94761947
- LinkedIn @HIGHPROBABILITYADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $316,860,550 | 9 | March 15, 2021 |
| October 2022 | $458,828,339 | 10 | June 21, 2022 |
| October 2023 | $542,074,725 | 10 | March 14, 2023 |
| October 2024 | $679,936,130 | 13 | February 14, 2024 |
| October 2025 | $813,429,881 | 13 | February 18, 2025 |
| October 2026 | $1,046,309,873 | 16 | May 19, 2026 |

Regulatory assets under management: $316,860,550 in the October 2021 data and $1,046,309,873 in the October 2026 data, up 230%.
Total employees: 9 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Added an office in Syracuse, NY.

### May 2026
- Registered or notice-filed in MA.

### April 2026
- Employees performing advisory functions went from 11 to 13.
- Regulatory assets under management went from $813,429,881 to $1,046,309,873 (+29%).

### December 2025
- Registered or notice-filed in CA, DE, MI, NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. High Probability Advisors, LLC (CRD 289541): Form ADV filing data as of October 2026.