{
  "crd_number": 289541,
  "slug": "high-probability-advisors-llc-pittsford-ny-289541",
  "primary_business_name": "HIGH PROBABILITY ADVISORS, LLC",
  "legal_name": "HIGH PROBABILITY ADVISORS, LLC",
  "dbas": [],
  "city": "Pittsford",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "40380",
  "metro": {
    "cbsa_code": "40380",
    "common_name": "Rochester",
    "msa_name": "Rochester, NY",
    "path": "/advisors/ny/rochester"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-10-26",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-05-19",
  "carried_forward": false,
  "raum_total": 1046309873.0,
  "raum_discretionary": 1005952116.0,
  "raum_non_discretionary": 40357757.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 16,
  "advisory_employees": 13,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 14898199.0,
      "count": 9
    },
    "individuals": {
      "raum": 77267641.0,
      "count": 192
    },
    "pension_profit_sharing": {
      "raum": 146091662.0,
      "count": 45
    },
    "high_net_worth_individuals": {
      "raum": 808052371.0,
      "count": 152
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "DE",
    "FL",
    "MA",
    "MI",
    "NC",
    "NH",
    "NY",
    "TX"
  ],
  "websites": [
    "https://highprobabilityadvisors.com",
    "https://linkedin.com/COMPANY/HIGHPROBABILITYADVISORS",
    "https://vimeo.com/user94761947"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289541",
  "city_as_filed": "PITTSFORD",
  "url": "https://advisorcensus.com/firm/high-probability-advisors-llc-pittsford-ny-289541",
  "display_name": "High Probability Advisors, LLC",
  "summary": "High Probability Advisors, LLC is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 19, 2026.",
  "citation": "AdvisorCensus. High Probability Advisors, LLC (CRD 289541): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is High Probability Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), High Probability Advisors, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is High Probability Advisors, LLC located?",
      "a": "High Probability Advisors, LLC's principal office is in Pittsford, NY, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is High Probability Advisors, LLC registered with the SEC or a state?",
      "a": "High Probability Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289541."
    },
    {
      "q": "How much does High Probability Advisors, LLC manage?",
      "a": "High Probability Advisors, LLC reports $1,046,309,873 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (96% discretionary)."
    },
    {
      "q": "How have High Probability Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for High Probability Advisors, LLC: Regulatory assets under management: $316,860,550 in the October 2021 data and $1,046,309,873 in the October 2026 data, up 230%. Total employees: 9 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does High Probability Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (192); high net worth individuals (152); pension and profit sharing plans (but not the plan participants or government pension plans) (45)."
    },
    {
      "q": "Which custodians does High Probability Advisors, LLC use?",
      "a": "High Probability Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Custody, Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does High Probability Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289541"
    },
    {
      "q": "What changed in High Probability Advisors, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Added an office in Syracuse, NY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 316860550.0,
      "total_employees": 9,
      "filing_date": "2021-03-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 458828339.0,
      "total_employees": 10,
      "filing_date": "2022-06-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 542074725.0,
      "total_employees": 10,
      "filing_date": "2023-03-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 679936130.0,
      "total_employees": 13,
      "filing_date": "2024-02-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 813429881.0,
      "total_employees": 13,
      "filing_date": "2025-02-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1046309873.0,
      "total_employees": 16,
      "filing_date": "2026-05-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added an office in Syracuse, NY."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in MA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 11 to 13.",
        "Regulatory assets under management went from $813,429,881 to $1,046,309,873 (+29%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in CA, DE, MI, NC."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "American Trust Custody",
      "name_as_filed": "AMERICAN TRUST CUSTODY",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Distributors Company LLC",
      "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/high-probability-advisors-llc-pittsford-ny-289541.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 192,
      "fewer_than_5": false,
      "raum": 77267641.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 152,
      "fewer_than_5": false,
      "raum": 808052371.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 45,
      "fewer_than_5": false,
      "raum": 146091662.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 9,
      "fewer_than_5": false,
      "raum": 14898199.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289541",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}