# High Note Wealth, LLC

> High Note Wealth, LLC is an SEC-registered investment advisory firm in Deephaven, MN, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 305768
- Filed as: HIGH NOTE WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Deephaven, MN
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305768
- AdvisorCensus page: https://advisorcensus.com/firm/high-note-wealth-llc-deephaven-mn-305768

## Quick answers

**How is High Note Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), High Note Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does High Note Wealth, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $250 an hour (Hourly Fee Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is High Note Wealth, LLC located?**
High Note Wealth, LLC's principal office is in Deephaven, MN, according to its Form ADV.

**Is High Note Wealth, LLC registered with the SEC or a state?**
High Note Wealth, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305768.

**How much does High Note Wealth, LLC manage?**
High Note Wealth, LLC reports $683,471,720 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have High Note Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for High Note Wealth, LLC: Regulatory assets under management: $347,499,796 in the October 2021 data and $683,471,720 in the October 2026 data, up 97%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does High Note Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (184); individuals (other than high net worth individuals) (91); corporations or other businesses not listed above (3).

**Which custodians does High Note Wealth, LLC use?**
High Note Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does High Note Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305768

**What changed in High Note Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $576,194,815 to $683,471,720 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Hourly rate: $250 an hour (Hourly Fee Services)

> Hourly Fee Services are offered based on an hourly fee of $ 250 per hour. Fees for financial plans are billed upon completion of the plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $683,471,720
- Discretionary: $683,471,720
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 91 | $38,660,197 |
| High net worth individuals | 184 | $634,591,410 |
| Charitable organizations | 1 | $647,699 |
| Corporations or other businesses not listed above | 3 | $9,572,414 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (6 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MN, SD, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- highnotewealth.com
- Facebook @HighNoteWealth
- LinkedIn @high-note-wealth
- X @intent

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $347,499,796 | 6 | July 19, 2021 |
| October 2022 | $434,148,747 | 7 | May 24, 2022 |
| October 2023 | $491,159,428 | 7 | August 10, 2023 |
| October 2024 | $505,698,806 | 8 | September 4, 2024 |
| October 2025 | $576,194,815 | 8 | July 8, 2025 |
| October 2026 | $683,471,720 | 8 | March 30, 2026 |

Regulatory assets under management: $347,499,796 in the October 2021 data and $683,471,720 in the October 2026 data, up 97%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $576,194,815 to $683,471,720 (+19%).

### January 2026
- No longer registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. High Note Wealth, LLC (CRD 305768): Form ADV filing data as of October 2026.