# High Note Financial LLC

> High Note Financial LLC is a state-registered investment advisory firm in Battle Ground, WA, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 322427
- Filed as: HIGH NOTE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Battle Ground, WA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322427
- AdvisorCensus page: https://advisorcensus.com/firm/high-note-financial-llc-battle-ground-wa-322427

## Quick answers

**How is High Note Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), High Note Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is High Note Financial LLC located?**
High Note Financial LLC's principal office is in Battle Ground, WA, according to its Form ADV.

**Is High Note Financial LLC registered with the SEC or a state?**
High Note Financial LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 322427.

**How much does High Note Financial LLC manage?**
High Note Financial LLC reports $12,577,060 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (76% discretionary).

**What types of clients does High Note Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23).

**Does High Note Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322427

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $12,577,060
- Discretionary: $9,570,556
- Non-discretionary: $3,006,504

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $4,538,325 |
| High net worth individuals | Fewer than 5 | $8,038,735 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- forthewealth.com
- highnotefinancial.com
- Facebook @HighNoteFinancial
- Instagram @highnotefinancial
- LinkedIn @highnotefinancial
- X @HighNoteFinance
- X @highnotefinance
- YouTube @UCyDy_RsHPbDLPXvXZYxonXA

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. High Note Financial LLC (CRD 322427): Form ADV filing data as of October 2026.