# High Knoll Wealth Advisors, LLC

> High Knoll Wealth Advisors, LLC is a state-registered investment advisory firm in Lexington, KY, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 300412
- Filed as: HIGH KNOLL WEALTH ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/300412
- AdvisorCensus page: https://advisorcensus.com/firm/high-knoll-wealth-advisors-llc-lexington-ky-300412

## Quick answers

**How is High Knoll Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), High Knoll Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is High Knoll Wealth Advisors, LLC located?**
High Knoll Wealth Advisors, LLC's principal office is in Lexington, KY, according to its Form ADV.

**Is High Knoll Wealth Advisors, LLC registered with the SEC or a state?**
High Knoll Wealth Advisors, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 300412.

**How much does High Knoll Wealth Advisors, LLC manage?**
High Knoll Wealth Advisors, LLC reports $12,391,917 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**What types of clients does High Knoll Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44).

**Does High Knoll Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/300412

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,391,917
- Discretionary: $12,391,917
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $9,963,262 |
| High net worth individuals | Fewer than 5 | $1,594,088 |
| Charitable organizations | Fewer than 5 | $834,567 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- highknollwealth.com
- reddit.com/user/HighKnollWealth
- Facebook @highknollwealth
- Instagram @highknollwealth
- LinkedIn @highknollwealth
- X @jonathanpliszka

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. High Knoll Wealth Advisors, LLC (CRD 300412): Form ADV filing data as of October 2026.