{
  "crd_number": 39985,
  "slug": "higgins-capital-management-inc-la-jolla-ca-39985",
  "primary_business_name": "HIGGINS CAPITAL MANAGEMENT, INC.",
  "legal_name": "HIGGINS CAPITAL MANAGEMENT, INC.",
  "dbas": [],
  "city": "La Jolla",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40140",
  "metro": {
    "cbsa_code": "40140",
    "common_name": "Riverside",
    "msa_name": "Riverside-San Bernardino-Ontario, CA",
    "path": "/advisors/ca/riverside"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2002-01-03",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-02-18",
  "carried_forward": false,
  "raum_total": 7691264.0,
  "raum_discretionary": 6113064.0,
  "raum_non_discretionary": 1578200.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 1113710.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 6577554.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://facebook.com/higginscapital",
    "https://higginscapital.com",
    "https://linkedin.com/company/42679137/admin/dashboard"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/39985",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    }
  ],
  "city_as_filed": "LA JOLLA",
  "url": "https://advisorcensus.com/firm/higgins-capital-management-inc-la-jolla-ca-39985",
  "display_name": "Higgins Capital Management, Inc.",
  "summary": "Higgins Capital Management, Inc. is a state-registered investment advisory firm in La Jolla, CA, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.",
  "citation": "AdvisorCensus. Higgins Capital Management, Inc. (CRD 39985): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Higgins Capital Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Higgins Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Higgins Capital Management, Inc. located?",
      "a": "Higgins Capital Management, Inc.'s principal office is in La Jolla, CA, according to its Form ADV."
    },
    {
      "q": "Is Higgins Capital Management, Inc. registered with the SEC or a state?",
      "a": "Higgins Capital Management, Inc. is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 39985."
    },
    {
      "q": "How much does Higgins Capital Management, Inc. manage?",
      "a": "Higgins Capital Management, Inc. reports $7,691,264 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (79% discretionary)."
    },
    {
      "q": "What types of clients does Higgins Capital Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (6); individuals (other than high net worth individuals) (5)."
    },
    {
      "q": "Does Higgins Capital Management, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/39985"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/higgins-capital-management-inc-la-jolla-ca-39985.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1113710.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 6577554.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/39985",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}