# Hicks Capital Management, LLC

> Hicks Capital Management, LLC is an SEC-registered investment advisory firm in Columbus, OH, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.

- CRD: 158609
- Filed as: HICKS CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbus, OH
- Filing period: October 2026
- Form ADV filing dated: June 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158609
- AdvisorCensus page: https://advisorcensus.com/firm/hicks-capital-management-llc-columbus-oh-158609

## Quick answers

**How is Hicks Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hicks Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Hicks Capital Management, LLC located?**
Hicks Capital Management, LLC's principal office is in Columbus, OH, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Hicks Capital Management, LLC registered with the SEC or a state?**
Hicks Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 158609.

**How much does Hicks Capital Management, LLC manage?**
Hicks Capital Management, LLC reports $344,741,000 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (99% discretionary).

**How have Hicks Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Hicks Capital Management, LLC: Regulatory assets under management: $138,982,457 in the October 2021 data and $344,741,000 in the October 2026 data, up 148%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hicks Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (187); high net worth individuals (65).

**Which custodians does Hicks Capital Management, LLC use?**
Hicks Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Hicks Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158609

**Does Hicks Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 15, 2026 says: "The Registrant generally requires an aggregate minimum asset level of $250,000 for investment advisory services. The Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or reduce its minimum asset requirement based upon certain criteria"

**What changed in Hicks Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $297,132,000 to $344,741,000 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 15, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The Registrant generally requires an aggregate minimum asset level of $250,000 for investment advisory services. The Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or reduce its minimum asset requirement based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $344,741,000
- Discretionary: $340,674,202
- Non-discretionary: $4,066,798

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 187 | $91,952,000 |
| High net worth individuals | 65 | $252,789,000 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Naples, FL

### Websites listed on Form ADV (Item 1.I)
- hicks-capital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $138,982,457 | 4 | April 19, 2021 |
| October 2022 | $160,182,174 | 4 | March 11, 2022 |
| October 2023 | $144,167,930 | 4 | July 25, 2023 |
| October 2024 | $192,666,429 | 5 | March 25, 2024 |
| October 2025 | $297,132,000 | 5 | March 11, 2025 |
| October 2026 | $344,741,000 | 5 | June 15, 2026 |

Regulatory assets under management: $138,982,457 in the October 2021 data and $344,741,000 in the October 2026 data, up 148%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $297,132,000 to $344,741,000 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hicks Capital Management, LLC (CRD 158609): Form ADV filing data as of October 2026.