# Hickory Wealth Management, LLC

> Hickory Wealth Management, LLC is an SEC-registered investment advisory firm in Springfield, MO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 298475
- Filed as: HICKORY WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springfield, MO
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298475
- AdvisorCensus page: https://advisorcensus.com/firm/hickory-wealth-management-llc-springfield-mo-298475

## Quick answers

**How is Hickory Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hickory Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hickory Wealth Management, LLC located?**
Hickory Wealth Management, LLC's principal office is in Springfield, MO, according to its Form ADV.

**Is Hickory Wealth Management, LLC registered with the SEC or a state?**
Hickory Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 298475.

**How much does Hickory Wealth Management, LLC manage?**
Hickory Wealth Management, LLC reports $126,543,180 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (94% discretionary).

**How have Hickory Wealth Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Hickory Wealth Management, LLC: Regulatory assets under management: $107,217,698 in the October 2025 data and $126,543,180 in the October 2026 data, up 18%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hickory Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (161); high net worth individuals (48).

**Which custodians does Hickory Wealth Management, LLC use?**
Hickory Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Hickory Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298475

**What changed in Hickory Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $107,217,698 to $126,543,180 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $126,543,180
- Discretionary: $118,364,626
- Non-discretionary: $8,178,554

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 161 | $34,468,020 |
| High net worth individuals | 48 | $92,040,868 |
| Charitable organizations | Fewer than 5 | $34,292 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, CO, MO, NE, NH, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $107,217,698 | 4 | March 20, 2025 |
| October 2026 | $126,543,180 | 4 | March 18, 2026 |

Regulatory assets under management: $107,217,698 in the October 2025 data and $126,543,180 in the October 2026 data, up 18%.
Total employees: 4 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $107,217,698 to $126,543,180 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hickory Wealth Management, LLC (CRD 298475): Form ADV filing data as of October 2026.