{
  "crd_number": 150843,
  "slug": "hhm-wealth-advisors-llc-chattanooga-tn-150843",
  "primary_business_name": "HHM WEALTH ADVISORS, LLC",
  "legal_name": "HHM WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Chattanooga",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "16860",
  "metro": {
    "cbsa_code": "16860",
    "common_name": "Chattanooga",
    "msa_name": "Chattanooga, TN-GA",
    "path": "/advisors/tn/chattanooga"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-08-07",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": 1472017490.0,
  "raum_discretionary": 1450798851.0,
  "raum_non_discretionary": 21218639.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 20,
  "advisory_employees": 13,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 15318322.0,
      "count": 5
    },
    "individuals": {
      "raum": 320254705.0,
      "count": 828
    },
    "banking_thrift": {
      "raum": 3480668.0,
      "count": 3,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 17684586.0,
      "count": 33
    },
    "high_net_worth_individuals": {
      "raum": 1099569807.0,
      "count": 352
    },
    "corporations_other_businesses": {
      "raum": 15709402.0,
      "count": 17
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "CA",
    "FL",
    "GA",
    "LA",
    "MD",
    "MS",
    "NC",
    "NH",
    "OH",
    "SC",
    "TN",
    "TX",
    "VA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/pages/Hhmwealth-Advisors/163426923686146",
    "https://hhmwealth.com",
    "https://linkedin.com/company/1651086"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150843",
  "city_as_filed": "CHATTANOOGA",
  "url": "https://advisorcensus.com/firm/hhm-wealth-advisors-llc-chattanooga-tn-150843",
  "display_name": "HHM Wealth Advisors, LLC",
  "summary": "HHM Wealth Advisors, LLC is an SEC-registered investment advisory firm in Chattanooga, TN, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.",
  "citation": "AdvisorCensus. HHM Wealth Advisors, LLC (CRD 150843): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is HHM Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), HHM Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is HHM Wealth Advisors, LLC located?",
      "a": "HHM Wealth Advisors, LLC's principal office is in Chattanooga, TN, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is HHM Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "HHM Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150843."
    },
    {
      "q": "How much does HHM Wealth Advisors, LLC manage?",
      "a": "HHM Wealth Advisors, LLC reports $1,472,017,490 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (99% discretionary)."
    },
    {
      "q": "How have HHM Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for HHM Wealth Advisors, LLC: Regulatory assets under management: $649,505,179 in the October 2021 data and $1,472,017,490 in the October 2026 data, up 127%. Total employees: 12 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does HHM Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (828); high net worth individuals (352); pension and profit sharing plans (but not the plan participants or government pension plans) (33)."
    },
    {
      "q": "Which custodians does HHM Wealth Advisors, LLC use?",
      "a": "HHM Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does HHM Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150843"
    },
    {
      "q": "Does HHM Wealth Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 18, 2026 says: \"Generally, our minimum household value is $250,000.00, but we may waive this requirement at our discretion.\""
    },
    {
      "q": "What changed in HHM Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Registered or notice-filed in MS, OH, SC."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 649505179.0,
      "total_employees": 12,
      "filing_date": "2021-08-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 864982195.0,
      "total_employees": 14,
      "filing_date": "2022-04-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 918307608.0,
      "total_employees": 16,
      "filing_date": "2023-03-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1067726190.0,
      "total_employees": 17,
      "filing_date": "2024-07-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1406920944.0,
      "total_employees": 18,
      "filing_date": "2025-04-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1472017490.0,
      "total_employees": 20,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in MS, OH, SC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 18, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, our minimum household value is $250,000.00, but we may waive this requirement at our discretion."
        ]
      }
    ],
    "quotes": [
      "Generally, our minimum household value is $250,000.00, but we may waive this requirement at our discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hhm-wealth-advisors-llc-chattanooga-tn-150843.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 828,
      "fewer_than_5": false,
      "raum": 320254705.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 352,
      "fewer_than_5": false,
      "raum": 1099569807.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 3,
      "fewer_than_5": true,
      "raum": 3480668.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 33,
      "fewer_than_5": false,
      "raum": 17684586.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 15318322.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 17,
      "fewer_than_5": false,
      "raum": 15709402.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150843",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}