# HFM Wealth Management

> HFM Wealth Management is an SEC-registered investment advisory firm in West Hartford, CT, registered since 1989, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 105039
- Filed as: HFM WEALTH MANAGEMENT
- Legal name: Hartford Financial Management Inc
- Also doing business as: HFM WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Hartford, CT
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105039
- AdvisorCensus page: https://advisorcensus.com/firm/hfm-wealth-management-west-hartford-ct-105039

## Quick answers

**How is HFM Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), HFM Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is HFM Wealth Management located?**
HFM Wealth Management's principal office is in West Hartford, CT, according to its Form ADV.

**Is HFM Wealth Management registered with the SEC or a state?**
HFM Wealth Management is an SEC-registered investment advisory firm, registered since 1989. Status as filed: Approved. CRD 105039.

**How much does HFM Wealth Management manage?**
HFM Wealth Management reports $699,604,643 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have HFM Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for HFM Wealth Management: Regulatory assets under management: $766,106,528 in the October 2021 data and $699,604,643 in the October 2026 data, down 9%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does HFM Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (145); high net worth individuals (31); charitable organizations (4).

**Which custodians does HFM Wealth Management use?**
HFM Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wilmington Trust as custodians holding 10% or more of its separately managed account assets.

**Does HFM Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105039

**Does HFM Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "While we do not require an absolute minimum account size, our fee minimums usually drive the net investable asset level at which it is practical for the potential client to engage our firm to deliver our services."

**What changed in HFM Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: None

> While we do not require an absolute minimum account size, our fee minimums usually drive the net investable asset level at which it is practical for the potential client to engage our firm to deliver our services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wilmington Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $699,604,643
- Discretionary: $697,651,541
- Non-discretionary: $1,953,102

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 145 | $195,016,207 |
| High net worth individuals | 31 | $297,895,000 |
| Banking or thrift institutions | 2 | $193,072,633 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7,443,585 |
| Charitable organizations | 4 | $5,167,460 |
| Corporations or other businesses not listed above | 1 | $1,009,758 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 1989 (37 years)
- Employees: 10 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DE, FL, GA, MA, MD, NH, NY, RI, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [hfmonline.com](https://hfmonline.com)
- LinkedIn linkedin.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $766,106,528 | 10 | March 24, 2021 |
| October 2022 | $848,487,503 | 11 | August 2, 2022 |
| October 2023 | $715,720,593 | 10 | March 24, 2023 |
| October 2024 | $684,903,097 | 10 | March 26, 2024 |
| October 2025 | $712,971,742 | 10 | March 27, 2025 |
| October 2026 | $699,604,643 | 10 | March 27, 2026 |

Regulatory assets under management: $766,106,528 in the October 2021 data and $699,604,643 in the October 2026 data, down 9%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HFM Wealth Management (CRD 105039): Form ADV filing data as of October 2026.