{ "crd_number": 154971, "slug": "heyman-wealth-management-llc-encino-ca-154971", "primary_business_name": "HEYMAN WEALTH MANAGEMENT, LLC", "legal_name": "HEYMAN WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Encino", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2010-11-29", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-09-10", "carried_forward": false, "raum_total": 115408358.0, "raum_discretionary": 115408358.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 22305573.0, "count": 49 }, "pension_profit_sharing": { "raum": 1096778.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 89583085.0, "count": 37 }, "corporations_other_businesses": { "raum": 2422922.0, "count": 10 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://heymanwealth.com", "https://linkedin.com/IN/HEYMANWEALTH", "https://main.yhlsoft.com/AUTH/USERS/WEBPORTAL/HEYMANWEALTH", "https://twitter.com/DANIELHEYMAN" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154971", "city_as_filed": "ENCINO", "url": "https://advisorcensus.com/firm/heyman-wealth-management-llc-encino-ca-154971", "display_name": "Heyman Wealth Management, LLC", "summary": "Heyman Wealth Management, LLC is a state-registered investment advisory firm in Encino, CA, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.", "citation": "AdvisorCensus. Heyman Wealth Management, LLC (CRD 154971): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Heyman Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Heyman Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Heyman Wealth Management, LLC located?", "a": "Heyman Wealth Management, LLC's principal office is in Encino, CA, according to its Form ADV." }, { "q": "Is Heyman Wealth Management, LLC registered with the SEC or a state?", "a": "Heyman Wealth Management, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154971." }, { "q": "How much does Heyman Wealth Management, LLC manage?", "a": "Heyman Wealth Management, LLC reports $115,408,358 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary)." }, { "q": "What types of clients does Heyman Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (49); high net worth individuals (37); corporations or other businesses not listed above (10)." }, { "q": "Does Heyman Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154971" }, { "q": "What changed in Heyman Wealth Management, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Regulatory assets under management went from $89,765,422 to $115,408,358 (+29%)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Regulatory assets under management went from $89,765,422 to $115,408,358 (+29%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/heyman-wealth-management-llc-encino-ca-154971.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 49, "fewer_than_5": false, "raum": 22305573.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 37, "fewer_than_5": false, "raum": 89583085.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 1096778.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 10, "fewer_than_5": false, "raum": 2422922.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154971", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }