# Herr Capital Management LLC

> Herr Capital Management LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 122965
- Filed as: HERR CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/122965
- AdvisorCensus page: https://advisorcensus.com/firm/herr-capital-management-llc-chicago-il-122965

## Quick answers

**How is Herr Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Herr Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Herr Capital Management LLC located?**
Herr Capital Management LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Herr Capital Management LLC registered with the SEC or a state?**
Herr Capital Management LLC is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 122965.

**How much does Herr Capital Management LLC manage?**
Herr Capital Management LLC reports $79,256,752 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (84% discretionary).

**What types of clients does Herr Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (76); high net worth individuals (36); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Herr Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122965

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $79,256,752
- Discretionary: $66,642,981
- Non-discretionary: $12,613,771

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 76 | $21,170,373 |
| High net worth individuals | 36 | $51,257,129 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $6,829,250 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, IN, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- herrcapital.com
- Facebook @HerrCapital
- LinkedIn @herr-capital-management-llc
- LinkedIn @melissaosika-mba
- LinkedIn @terrenceherrcfp

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Herr Capital Management LLC (CRD 122965): Form ADV filing data as of October 2026.