{
  "crd_number": 164314,
  "slug": "heronbridge-bath-164314",
  "primary_business_name": "HERONBRIDGE",
  "legal_name": "HERONBRIDGE INVESTMENT MANAGEMENT LLP",
  "dbas": [],
  "city": "Bath",
  "state": null,
  "country": "United Kingdom",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-07-09",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-06-29",
  "carried_forward": false,
  "raum_total": 935272788.0,
  "raum_discretionary": 935272788.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 22242496.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 913030292.0,
      "count": 4
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://heronbridge.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164314",
  "city_as_filed": "BATH",
  "url": "https://advisorcensus.com/firm/heronbridge-bath-164314",
  "display_name": "Heronbridge",
  "summary": "Heronbridge is an SEC-registered investment advisory firm in Bath, United Kingdom, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.",
  "citation": "AdvisorCensus. Heronbridge (CRD 164314): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Heronbridge compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Heronbridge reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Heronbridge located?",
      "a": "Heronbridge's principal office is in Bath, United Kingdom, according to its Form ADV."
    },
    {
      "q": "Is Heronbridge registered with the SEC or a state?",
      "a": "Heronbridge is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164314."
    },
    {
      "q": "How much does Heronbridge manage?",
      "a": "Heronbridge reports $935,272,788 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary)."
    },
    {
      "q": "How have Heronbridge's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Heronbridge: Regulatory assets under management: $2,035,439,329 in the October 2021 data and $935,272,788 in the October 2026 data, down 54%. Total employees: 12 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Heronbridge serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4)."
    },
    {
      "q": "Which custodians does Heronbridge use?",
      "a": "Heronbridge's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase Bank N.A. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Heronbridge report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164314"
    },
    {
      "q": "What changed in Heronbridge's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Regulatory assets under management went from $1,349,252,385 to $935,272,788 (-31%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2035439329.0,
      "total_employees": 12,
      "filing_date": "2021-07-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1767003185.0,
      "total_employees": 13,
      "filing_date": "2022-07-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1718491359.0,
      "total_employees": 12,
      "filing_date": "2023-07-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1537665188.0,
      "total_employees": 12,
      "filing_date": "2024-05-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1349252385.0,
      "total_employees": 12,
      "filing_date": "2025-06-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 935272788.0,
      "total_employees": 11,
      "filing_date": "2026-06-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Regulatory assets under management went from $1,349,252,385 to $935,272,788 (-31%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JP Morgan Chase Bank N.A.",
      "name_as_filed": "JP MORGAN CHASE BANK N.A.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/heronbridge-bath-164314.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 913030292.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 22242496.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164314",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}