# Hermosa Capital Management, LLC

> Hermosa Capital Management, LLC is a state-registered investment advisory firm, registered since 2007, with no regulatory assets under management reported in its Form ADV filing dated April 1, 2026.

- CRD: 142382
- Filed as: HERMOSA CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142382
- AdvisorCensus page: https://advisorcensus.com/firm/hermosa-capital-management-llc-142382

## Quick answers

**How is Hermosa Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hermosa Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Hermosa Capital Management, LLC registered with the SEC or a state?**
Hermosa Capital Management, LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 142382.

**Does Hermosa Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142382

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hermosa Capital Management, LLC (CRD 142382): Form ADV filing data as of October 2026.