{ "crd_number": 166839, "slug": "hermes-gpe-usa-inc-new-york-ny-166839", "primary_business_name": "HERMES GPE (USA) INC", "legal_name": "HERMES GPE (USA) INC", "dbas": [ "FEDERATED HERMES GPE", "FEDERATED HERMES PRIVATE MARKETS", "HERMES GPE" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-06-24", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 1656491067.0, "raum_discretionary": 0.0, "raum_non_discretionary": 1656491067.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 1656491067.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed" ], "advisory_activities": [ "other" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://federatedhermes.com/private-markets", "https://linkedin.com/showcase/federatedhermes-privatemarkets" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166839", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/hermes-gpe-usa-inc-new-york-ny-166839", "display_name": "Hermes GPE (USA) Inc", "summary": "Hermes GPE (USA) Inc is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Hermes GPE (USA) Inc (CRD 166839): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Other" ], "quick_answers": [ { "q": "How is Hermes GPE (USA) Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hermes GPE (USA) Inc reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Hermes GPE (USA) Inc located?", "a": "Hermes GPE (USA) Inc's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Hermes GPE (USA) Inc registered with the SEC or a state?", "a": "Hermes GPE (USA) Inc is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166839." }, { "q": "How much does Hermes GPE (USA) Inc manage?", "a": "Hermes GPE (USA) Inc reports $1,656,491,067 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary)." }, { "q": "How have Hermes GPE (USA) Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for Hermes GPE (USA) Inc: Regulatory assets under management: $1,575,680,082 in the October 2021 data and $1,656,491,067 in the October 2026 data, up 5%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Hermes GPE (USA) Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166839" }, { "q": "What changed in Hermes GPE (USA) Inc's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $1,471,096,030 to $1,656,491,067 (+13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1575680082.0, "total_employees": 4, "filing_date": "2021-09-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1888698352.0, "total_employees": 4, "filing_date": "2022-04-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1500007261.0, "total_employees": 5, "filing_date": "2023-08-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1256392362.0, "total_employees": 5, "filing_date": "2024-04-05" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1471096030.0, "total_employees": 5, "filing_date": "2025-04-10" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1656491067.0, "total_employees": 4, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 4.", "Regulatory assets under management went from $1,471,096,030 to $1,656,491,067 (+13%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/hermes-gpe-usa-inc-new-york-ny-166839.md", "clients": [ { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 1656491067.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166839", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }