# Heritage Wealth Advisors

> Heritage Wealth Advisors is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 312545
- Filed as: HERITAGE WEALTH ADVISORS
- Legal name: Heritage Wealth Management Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312545
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-wealth-advisors-cincinnati-oh-312545

## Quick answers

**How is Heritage Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Heritage Wealth Advisors charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.9% a year; $3,000,000 to $6,000,000: 0.8% a year; $6,000,000 to $10,000,000: 0.7% a year; Above $10,000,000: 0.6% a year; Flat fee: $1,000 (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Heritage Wealth Advisors located?**
Heritage Wealth Advisors' principal office is in Cincinnati, OH, according to its Form ADV.

**Is Heritage Wealth Advisors registered with the SEC or a state?**
Heritage Wealth Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312545.

**How much does Heritage Wealth Advisors manage?**
Heritage Wealth Advisors reports $604,683,842 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (83% discretionary).

**How have Heritage Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for Heritage Wealth Advisors: Regulatory assets under management: $0 in the October 2021 data and $604,683,842 in the October 2026 data. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Heritage Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (122); individuals (other than high net worth individuals) (79).

**Which custodians does Heritage Wealth Advisors use?**
Heritage Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Heritage Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312545

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $3,000,000: 0.9% a year
- $3,000,000 to $6,000,000: 0.8% a year
- $6,000,000 to $10,000,000: 0.7% a year
- Above $10,000,000: 0.6% a year

> The following fee structure is used as a guide but may be negotiated lower, as noted in the Investment Advisory Agreement: Fee–Based Relationship Value Suggested Annualized Fee Up to $1 million $1 million up to $3 million $3 million up to $6 million $6 million up to $10 million $10 million and up 1.00% 0.90% 0.80% 0.70% 0.60%

- Flat fee: $1,000 (financial planning)

> Heritage also charges a flat fee of $1,000 for financial planning in certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $604,683,842
- Discretionary: $503,748,553
- Non-discretionary: $100,935,289

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 79 | $42,185,095 |
| High net worth individuals | 122 | $562,498,747 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IL, IN, KY, LA, MA, MI, NC, ND, OH, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- yourheritageadvisors.com
- Facebook @YourHeritageAdvisors
- LinkedIn @heritagewealthadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 5 | July 22, 2021 |
| October 2022 | $404,057,501 | 5 | February 1, 2022 |
| October 2023 | $452,042,864 | 5 | April 12, 2023 |
| October 2024 | $496,388,920 | 6 | June 24, 2024 |
| October 2025 | $552,244,414 | 6 | March 28, 2025 |
| October 2026 | $604,683,842 | 6 | August 3, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $604,683,842 in the October 2026 data.
Total employees: 5 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Wealth Advisors (CRD 312545): Form ADV filing data as of October 2026.