{
  "crd_number": 312545,
  "slug": "heritage-wealth-advisors-cincinnati-oh-312545",
  "primary_business_name": "HERITAGE WEALTH ADVISORS",
  "legal_name": "HERITAGE WEALTH MANAGEMENT INC.",
  "dbas": [],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-15",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-08-03",
  "carried_forward": false,
  "raum_total": 604683842.0,
  "raum_discretionary": 503748553.0,
  "raum_non_discretionary": 100935289.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 42185095.0,
      "count": 79
    },
    "high_net_worth_individuals": {
      "raum": 562498747.0,
      "count": 122
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "GA",
    "IL",
    "IN",
    "KY",
    "LA",
    "MA",
    "MI",
    "NC",
    "ND",
    "OH",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/YourHeritageAdvisors",
    "https://linkedin.com/company/heritagewealthadvisors",
    "https://yourheritageadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312545",
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/heritage-wealth-advisors-cincinnati-oh-312545",
  "display_name": "Heritage Wealth Advisors",
  "summary": "Heritage Wealth Advisors is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.",
  "citation": "AdvisorCensus. Heritage Wealth Advisors (CRD 312545): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Heritage Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Heritage Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Heritage Wealth Advisors' brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.9% a year; $3,000,000 to $6,000,000: 0.8% a year; $6,000,000 to $10,000,000: 0.7% a year; Above $10,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Heritage Wealth Advisors located?",
      "a": "Heritage Wealth Advisors' principal office is in Cincinnati, OH, according to its Form ADV."
    },
    {
      "q": "Is Heritage Wealth Advisors registered with the SEC or a state?",
      "a": "Heritage Wealth Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312545."
    },
    {
      "q": "How much does Heritage Wealth Advisors manage?",
      "a": "Heritage Wealth Advisors reports $604,683,842 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (83% discretionary)."
    },
    {
      "q": "How have Heritage Wealth Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Heritage Wealth Advisors: Regulatory assets under management: $0 in the October 2021 data and $604,683,842 in the October 2026 data. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Heritage Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (122); individuals (other than high net worth individuals) (79)."
    },
    {
      "q": "Which custodians does Heritage Wealth Advisors use?",
      "a": "Heritage Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Heritage Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312545"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 5,
      "filing_date": "2021-07-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 404057501.0,
      "total_employees": 5,
      "filing_date": "2022-02-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 452042864.0,
      "total_employees": 5,
      "filing_date": "2023-04-12"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 496388920.0,
      "total_employees": 6,
      "filing_date": "2024-06-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 552244414.0,
      "total_employees": 6,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 604683842.0,
      "total_employees": 6,
      "filing_date": "2026-08-03"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 17, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $3,000,000",
        "rate": "0.9%"
      },
      {
        "band": "$3,000,000 to $6,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$6,000,000 to $10,000,000",
        "rate": "0.7%"
      },
      {
        "band": "Above $10,000,000",
        "rate": "0.6%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,000 to $3,000,000: 0.9% a year",
          "$3,000,000 to $6,000,000: 0.8% a year",
          "$6,000,000 to $10,000,000: 0.7% a year",
          "Above $10,000,000: 0.6% a year"
        ],
        "quotes": [
          "The following fee structure is used as a guide but may be negotiated lower, as noted in the Investment Advisory Agreement: Fee–Based Relationship Value Suggested Annualized Fee Up to $1 million $1 million up to $3 million $3 million up to $6 million $6 million up to $10 million $10 million and up 1.00% 0.90% 0.80% 0.70% 0.60%"
        ]
      }
    ],
    "quotes": [
      "The following fee structure is used as a guide but may be negotiated lower, as noted in the Investment Advisory Agreement: Fee–Based Relationship Value Suggested Annualized Fee Up to $1 million $1 million up to $3 million $3 million up to $6 million $6 million up to $10 million $10 million and up 1.00% 0.90% 0.80% 0.70% 0.60%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/heritage-wealth-advisors-cincinnati-oh-312545.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 79,
      "fewer_than_5": false,
      "raum": 42185095.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 122,
      "fewer_than_5": false,
      "raum": 562498747.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312545",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}