# Heritage Strategic Wealth, LLC

> Heritage Strategic Wealth, LLC is an SEC-registered investment advisory firm in Cary, IL, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 338025
- Filed as: HERITAGE STRATEGIC WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cary, IL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338025
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-strategic-wealth-llc-cary-il-338025

## Quick answers

**How is Heritage Strategic Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Strategic Wealth, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Heritage Strategic Wealth, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Heritage Strategic Wealth, LLC located?**
Heritage Strategic Wealth, LLC's principal office is in Cary, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Heritage Strategic Wealth, LLC registered with the SEC or a state?**
Heritage Strategic Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338025.

**How much does Heritage Strategic Wealth, LLC manage?**
Heritage Strategic Wealth, LLC reports $45,732,772 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Heritage Strategic Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); corporations or other businesses not listed above (2); high net worth individuals (1).

**Which custodians does Heritage Strategic Wealth, LLC use?**
Heritage Strategic Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Heritage Strategic Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338025

**Does Heritage Strategic Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "There is no minimum account size." "There is no account minimum for any of HSW’s services."

**What changed in Heritage Strategic Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Added an office in Buckley, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.75% of assets a year

> The Firm’s fee may be negotiated but is generally 0.75% of the assets we manage on your behalf.

- Account minimum: None

> There is no minimum account size.

> There is no account minimum for any of HSW’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $45,732,772
- Discretionary: $45,732,772
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $3,458,650 |
| High net worth individuals | 1 | $41,628,941 |
| Corporations or other businesses not listed above | 2 | $645,181 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Buckley, IL

### Websites listed on Form ADV (Item 1.I)
- heritagestrategicwealth.com

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.
- Added an office in Buckley, IL.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Strategic Wealth, LLC (CRD 338025): Form ADV filing data as of October 2026.