# Heritage Road Advisors

> Heritage Road Advisors is a state-registered investment advisory firm in Seattle, WA, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 305458
- Filed as: HERITAGE ROAD ADVISORS
- Legal name: Heritage Road Advisors, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/305458
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-road-advisors-seattle-wa-305458

## Quick answers

**How is Heritage Road Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Road Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Heritage Road Advisors located?**
Heritage Road Advisors' principal office is in Seattle, WA, according to its Form ADV.

**Is Heritage Road Advisors registered with the SEC or a state?**
Heritage Road Advisors is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 305458.

**How much does Heritage Road Advisors manage?**
Heritage Road Advisors reports $21,051,440 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Heritage Road Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (13); individuals (other than high net worth individuals) (2).

**Does Heritage Road Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/305458

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $21,051,440
- Discretionary: $20,970,213
- Non-discretionary: $81,227

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $883,739 |
| High net worth individuals | 13 | $20,167,701 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- heritageroadadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Road Advisors (CRD 305458): Form ADV filing data as of October 2026.