# Heritage Investment Group, Inc.

> Heritage Investment Group, Inc. is an SEC-registered investment advisory firm in Pompano Beach, FL, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 27, 2026.

- CRD: 113204
- Filed as: HERITAGE INVESTMENT GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pompano Beach, FL
- Filing period: October 2026
- Form ADV filing dated: July 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113204
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-investment-group-inc-pompano-beach-fl-113204

## Quick answers

**How is Heritage Investment Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Investment Group, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Heritage Investment Group, Inc. located?**
Heritage Investment Group, Inc.'s principal office is in Pompano Beach, FL, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Heritage Investment Group, Inc. registered with the SEC or a state?**
Heritage Investment Group, Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113204.

**How much does Heritage Investment Group, Inc. manage?**
Heritage Investment Group, Inc. reports $2,228,296,610 in regulatory assets under management in its Form ADV filing dated July 27, 2026 (100% discretionary).

**How have Heritage Investment Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Heritage Investment Group, Inc.: Regulatory assets under management: $1,388,116,487 in the October 2021 data and $2,228,296,610 in the October 2026 data, up 61%. Total employees: 21 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Heritage Investment Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (450); high net worth individuals (444); charitable organizations (8).

**Which custodians does Heritage Investment Group, Inc. use?**
Heritage Investment Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Heritage Investment Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113204

**What changed in Heritage Investment Group, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,228,296,610
- Discretionary: $2,228,296,610
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 450 | $191,299,467 |
| High net worth individuals | 444 | $1,981,050,576 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $31,193,637 |
| Charitable organizations | 8 | $24,752,930 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2001 (25 years)
- Employees: 21 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, LA, MA, MD, ME, MI, MS, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Orlando, FL
- Pompano Beach, FL
- Tampa, FL

### Websites listed on Form ADV (Item 1.I)
- fiduciaryinvesting.com
- heritageinvestment.com
- LinkedIn @heritage-investment-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,388,116,487 | 21 | July 2, 2021 |
| October 2022 | $1,692,091,393 | 22 | July 13, 2022 |
| October 2023 | $1,502,109,626 | 23 | September 15, 2023 |
| October 2024 | $1,703,041,619 | 21 | February 29, 2024 |
| October 2025 | $1,913,368,545 | 21 | March 27, 2025 |
| October 2026 | $2,228,296,610 | 21 | July 27, 2026 |

Regulatory assets under management: $1,388,116,487 in the October 2021 data and $2,228,296,610 in the October 2026 data, up 61%.
Total employees: 21 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 13 to 12.
- Regulatory assets under management went from $1,913,368,545 to $2,228,296,610 (+16%).
- No longer lists an office in Pompano Beach, FL.
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Investment Group, Inc. (CRD 113204): Form ADV filing data as of October 2026.