# Heritage Financial Solutions, LLC

> Heritage Financial Solutions, LLC is a state-registered investment advisory firm in Dodge City, KS, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 131008
- Filed as: HERITAGE FINANCIAL SOLUTIONS, LLC
- Legal name: Diversified Portfolio Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dodge City, KS
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/131008
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-financial-solutions-llc-dodge-city-ks-131008

## Quick answers

**How is Heritage Financial Solutions, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Financial Solutions, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Heritage Financial Solutions, LLC located?**
Heritage Financial Solutions, LLC's principal office is in Dodge City, KS, according to its Form ADV.

**Is Heritage Financial Solutions, LLC registered with the SEC or a state?**
Heritage Financial Solutions, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 131008.

**How much does Heritage Financial Solutions, LLC manage?**
Heritage Financial Solutions, LLC reports $103,086,563 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**How have Heritage Financial Solutions, LLC's assets and staff changed since 2021?**
In the Form ADV data for Heritage Financial Solutions, LLC: Regulatory assets under management: $104,908,895 in the October 2021 data and $103,086,563 in the October 2026 data, down 2%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Heritage Financial Solutions, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (145); high net worth individuals (26); charitable organizations (7).

**Does Heritage Financial Solutions, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131008

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $103,086,563
- Discretionary: $103,086,563
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 145 | $33,384,852 |
| High net worth individuals | 26 | $60,938,455 |
| Charitable organizations | 7 | $5,520,539 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 6 | $3,242,717 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, KS, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [heritagefs.net](https://heritagefs.net)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $104,908,895 | 4 | May 20, 2021 |
| October 2022 | $105,833,495 | 4 | March 29, 2022 |
| October 2026 | $103,086,563 | 2 | February 19, 2026 |

Regulatory assets under management: $104,908,895 in the October 2021 data and $103,086,563 in the October 2026 data, down 2%.
Total employees: 4 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Financial Solutions, LLC (CRD 131008): Form ADV filing data as of October 2026.