# Heritage Capital Advisors, LLC

> Heritage Capital Advisors, LLC is a state-registered investment advisory firm in St Paul, MN, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 21, 2026.

- CRD: 115308
- Filed as: HERITAGE CAPITAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: St Paul, MN
- Filing period: October 2026
- Form ADV filing dated: January 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115308
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-capital-advisors-llc-st-paul-mn-115308

## Quick answers

**How is Heritage Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Heritage Capital Advisors, LLC located?**
Heritage Capital Advisors, LLC's principal office is in St Paul, MN, according to its Form ADV.

**Is Heritage Capital Advisors, LLC registered with the SEC or a state?**
Heritage Capital Advisors, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 115308.

**How much does Heritage Capital Advisors, LLC manage?**
Heritage Capital Advisors, LLC reports $88,480,034 in regulatory assets under management in its Form ADV filing dated January 21, 2026 (100% discretionary).

**How have Heritage Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Heritage Capital Advisors, LLC: Regulatory assets under management: $52,137,617 in the October 2021 data and $88,480,034 in the October 2026 data, up 70%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Heritage Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (18).

**Does Heritage Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115308

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $88,480,034
- Discretionary: $88,480,034
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $8,635,831 |
| High net worth individuals | 25 | $79,844,203 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $52,137,617 | 4 | March 11, 2021 |
| October 2022 | $71,826,166 | 2 | May 31, 2022 |
| October 2026 | $88,480,034 | 5 | January 21, 2026 |

Regulatory assets under management: $52,137,617 in the October 2021 data and $88,480,034 in the October 2026 data, up 70%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Capital Advisors, LLC (CRD 115308): Form ADV filing data as of October 2026.