# Heritage Capital Advisors, LLC

> Heritage Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 310306
- Filed as: HERITAGE CAPITAL ADVISORS, LLC
- Also doing business as: HERITAGE CAPITAL RESEARCH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310306
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-capital-advisors-llc-310306

## Quick answers

**How is Heritage Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Heritage Capital Advisors, LLC registered with the SEC or a state?**
Heritage Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310306.

**How much does Heritage Capital Advisors, LLC manage?**
Heritage Capital Advisors, LLC reports $1,255,623,248 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Heritage Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Heritage Capital Advisors, LLC: Regulatory assets under management: $200,611,400 in the October 2021 data and $1,255,623,248 in the October 2026 data, up 526%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Heritage Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (10); individuals (other than high net worth individuals) (1).

**Does Heritage Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310306

**What changed in Heritage Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $672,468,599 to $1,255,623,248 (+87%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,255,623,248
- Discretionary: $1,255,623,248
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $75 |
| Investment companies | 10 | $1,255,623,173 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- heritagecapitalresearch.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $200,611,400 | 1 | April 22, 2021 |
| October 2022 | $646,528,846 | 1 | February 14, 2022 |
| October 2023 | $545,482,843 | 1 | March 2, 2023 |
| October 2024 | $120,000,075 | 1 | April 18, 2024 |
| October 2025 | $672,468,599 | 1 | March 28, 2025 |
| October 2026 | $1,255,623,248 | 1 | March 13, 2026 |

Regulatory assets under management: $200,611,400 in the October 2021 data and $1,255,623,248 in the October 2026 data, up 526%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $672,468,599 to $1,255,623,248 (+87%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Capital Advisors, LLC (CRD 310306): Form ADV filing data as of October 2026.