# Heritage Advisory Services, Inc.

> Heritage Advisory Services, Inc. is a state-registered investment advisory firm in Malvern, PA, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 119241
- Filed as: HERITAGE ADVISORY SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Malvern, PA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119241
- AdvisorCensus page: https://advisorcensus.com/firm/heritage-advisory-services-inc-malvern-pa-119241

## Quick answers

**How is Heritage Advisory Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Heritage Advisory Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Heritage Advisory Services, Inc. located?**
Heritage Advisory Services, Inc.'s principal office is in Malvern, PA, according to its Form ADV.

**Is Heritage Advisory Services, Inc. registered with the SEC or a state?**
Heritage Advisory Services, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 119241.

**How much does Heritage Advisory Services, Inc. manage?**
Heritage Advisory Services, Inc. reports $6,542,795 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (0% discretionary).

**What types of clients does Heritage Advisory Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8); high net worth individuals (7).

**Does Heritage Advisory Services, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119241

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,542,795
- Discretionary: $0
- Non-discretionary: $6,542,795

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $1,222,449 |
| High net worth individuals | 7 | $5,320,346 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119241

### Websites listed on Form ADV (Item 1.I)
- [heritagefincorp.com](https://heritagefincorp.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heritage Advisory Services, Inc. (CRD 119241): Form ADV filing data as of October 2026.