# Herges Capital Management

> Herges Capital Management is a state-registered investment advisory firm in San Diego, CA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 288600
- Filed as: HERGES CAPITAL MANAGEMENT
- Legal name: Herges Capital Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288600
- AdvisorCensus page: https://advisorcensus.com/firm/herges-capital-management-san-diego-ca-288600

## Quick answers

**How is Herges Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Herges Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Herges Capital Management located?**
Herges Capital Management's principal office is in San Diego, CA, according to its Form ADV.

**Is Herges Capital Management registered with the SEC or a state?**
Herges Capital Management is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288600.

**How much does Herges Capital Management manage?**
Herges Capital Management reports $25,929,372 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (100% discretionary).

**What types of clients does Herges Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); high net worth individuals (7).

**Does Herges Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288600

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $25,929,372
- Discretionary: $25,929,372
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $5,163,547 |
| High net worth individuals | 7 | $20,765,825 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hergescapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Herges Capital Management (CRD 288600): Form ADV filing data as of October 2026.