# Henry James International Management, Inc.

> Henry James International Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 169293
- Filed as: HENRY JAMES INTERNATIONAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169293
- AdvisorCensus page: https://advisorcensus.com/firm/henry-james-international-management-inc-new-york-ny-169293

## Quick answers

**How is Henry James International Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Henry James International Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Henry James International Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Henry James International Management, Inc. located?**
Henry James International Management, Inc.'s principal office is in New York, NY, according to its Form ADV.

**Is Henry James International Management, Inc. registered with the SEC or a state?**
Henry James International Management, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169293.

**How much does Henry James International Management, Inc. manage?**
Henry James International Management, Inc. reports $402,409,350 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Henry James International Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Henry James International Management, Inc.: Regulatory assets under management: $447,824,334 in the October 2021 data and $402,409,350 in the October 2026 data, down 10%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Henry James International Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (52); state or municipal government entities (including government pension plans) (7).

**Which custodians does Henry James International Management, Inc. use?**
Henry James International Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Corporation as a custodian holding 10% or more of its separately managed account assets.

**Does Henry James International Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169293

**Does Henry James International Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "There is a minimum account size of $50,000." "We require a minimum of $50,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at our discretion."

**What changed in Henry James International Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)

> The annual fee for asset management services will be between 0.30% and 1.50%

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> There is a minimum account size of $50,000.

> We require a minimum of $50,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- State Street Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $402,409,350
- Discretionary: $402,409,350
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $671,825 |
| High net worth individuals | 52 | $13,571,538 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 7 | $388,165,987 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, IL, MI, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hj-intl.com
- LinkedIn @hjim

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $447,824,334 | 6 | March 29, 2021 |
| October 2022 | $510,710,592 | 6 | March 24, 2022 |
| October 2023 | $317,228,719 | 6 | July 26, 2023 |
| October 2024 | $370,807,021 | 5 | March 25, 2024 |
| October 2025 | $369,076,020 | 5 | March 31, 2025 |
| October 2026 | $402,409,350 | 5 | March 10, 2026 |

Regulatory assets under management: $447,824,334 in the October 2021 data and $402,409,350 in the October 2026 data, down 10%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Henry James International Management, Inc. (CRD 169293): Form ADV filing data as of October 2026.