# Hennessy Financial Services

> Hennessy Financial Services is a state-registered investment advisory firm, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 173578
- Filed as: HENNESSY FINANCIAL SERVICES
- Legal name: Hennessy, Brian Garrett
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/173578
- AdvisorCensus page: https://advisorcensus.com/firm/hennessy-financial-services-173578

## Quick answers

**How is Hennessy Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Hennessy Financial Services reports these compensation arrangements: a percentage of assets under its management.

**Is Hennessy Financial Services registered with the SEC or a state?**
Hennessy Financial Services is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 173578.

**How much does Hennessy Financial Services manage?**
Hennessy Financial Services reports $14,588,000 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**What types of clients does Hennessy Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14); high net worth individuals (5).

**Does Hennessy Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/173578

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,588,000
- Discretionary: $14,588,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $4,110,000 |
| High net worth individuals | 5 | $10,478,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hennessy Financial Services (CRD 173578): Form ADV filing data as of October 2026.