{ "crd_number": 289593, "slug": "hendricks-wealth-and-estate-management-algonquin-il-289593", "primary_business_name": "HENDRICKS WEALTH AND ESTATE MANAGEMENT", "legal_name": "J.G.HENDRICKS FINANCIAL SERVICES, LLC", "dbas": [ "J.G. HENDRICKS FINANCIAL SERVICES, LLC DBA HENDRICKS WEALTH AND ESTATE MANAGEMENT" ], "city": "Algonquin", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-10-06", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-06-09", "carried_forward": false, "raum_total": 536115799.0, "raum_discretionary": 531746633.0, "raum_non_discretionary": 4369166.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 7, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 190890180.0, "count": 752 }, "pension_profit_sharing": { "raum": 4076474.0, "count": 6 }, "high_net_worth_individuals": { "raum": 341149145.0, "count": 161 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "AZ", "CA", "CO", "FL", "GA", "HI", "IL", "IN", "KY", "LA", "MI", "NC", "NE", "OH", "PA", "TN", "TX", "WI" ], "websites": [ "https://facebook.com/hendrickswealth", "https://hendrickswealth.com", "https://jghfs.com", "https://linkedin.com/company/hendrickswealth?trk=public_profile_experience-item_result-card_subtitle-click", "https://youtube.com/@HendricksWealthEstateMgmt" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289593", "city_as_filed": "ALGONQUIN", "url": "https://advisorcensus.com/firm/hendricks-wealth-and-estate-management-algonquin-il-289593", "display_name": "Hendricks Wealth and Estate Management", "summary": "Hendricks Wealth and Estate Management is an SEC-registered investment advisory firm in Algonquin, IL, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 9, 2026.", "citation": "AdvisorCensus. Hendricks Wealth and Estate Management (CRD 289593): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services" ], "quick_answers": [ { "q": "How is Hendricks Wealth and Estate Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hendricks Wealth and Estate Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Hendricks Wealth and Estate Management located?", "a": "Hendricks Wealth and Estate Management's principal office is in Algonquin, IL, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Hendricks Wealth and Estate Management registered with the SEC or a state?", "a": "Hendricks Wealth and Estate Management is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289593." }, { "q": "How much does Hendricks Wealth and Estate Management manage?", "a": "Hendricks Wealth and Estate Management reports $536,115,799 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (99% discretionary)." }, { "q": "How have Hendricks Wealth and Estate Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Hendricks Wealth and Estate Management: Regulatory assets under management: $266,984,677 in the October 2021 data and $536,115,799 in the October 2026 data, up 101%. Total employees: 3 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Hendricks Wealth and Estate Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (752); high net worth individuals (161); pension and profit sharing plans (but not the plan participants or government pension plans) (6)." }, { "q": "Which custodians does Hendricks Wealth and Estate Management use?", "a": "Hendricks Wealth and Estate Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Hendricks Wealth and Estate Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289593" }, { "q": "What changed in Hendricks Wealth and Estate Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $411,552,250 to $536,115,799 (+30%). Registered or notice-filed in AL, PA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 266984677.0, "total_employees": 3, "filing_date": "2021-03-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 332312577.0, "total_employees": 4, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 274008463.0, "total_employees": 5, "filing_date": "2023-10-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 351692222.0, "total_employees": 5, "filing_date": "2024-02-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 411552250.0, "total_employees": 5, "filing_date": "2025-03-19" }, { "period": "2026-10-01", "regulatory_assets_under_management": 536115799.0, "total_employees": 7, "filing_date": "2026-06-09" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $411,552,250 to $536,115,799 (+30%).", "Registered or notice-filed in AL, PA." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 4 to 6." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/hendricks-wealth-and-estate-management-algonquin-il-289593.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 752, "fewer_than_5": false, "raum": 190890180.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 161, "fewer_than_5": false, "raum": 341149145.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 6, "fewer_than_5": false, "raum": 4076474.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289593", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }