# Helm Investment

> Helm Investment is a state-registered investment advisory firm in Fort Worth, TX, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 316688
- Filed as: HELM INVESTMENT
- Legal name: Rio Oaks LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Fort Worth, TX
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/316688
- AdvisorCensus page: https://advisorcensus.com/firm/helm-investment-fort-worth-tx-316688

## Quick answers

**How is Helm Investment compensated?**
On its Form ADV (Item 5.E, October 2026), Helm Investment reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Helm Investment located?**
Helm Investment's principal office is in Fort Worth, TX, according to its Form ADV.

**Is Helm Investment registered with the SEC or a state?**
Helm Investment is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 316688.

**How much does Helm Investment manage?**
Helm Investment reports $4,850,000 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (100% discretionary).

**What types of clients does Helm Investment serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (14).

**Does Helm Investment report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316688

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $4,850,000
- Discretionary: $4,850,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 14 | $4,850,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Helm Investment (CRD 316688): Form ADV filing data as of October 2026.