# Helianth Investment Management LLC

> Helianth Investment Management LLC is an SEC-registered investment advisory firm in Port Chester, NY, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 317326
- Filed as: HELIANTH INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Port Chester, NY
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317326
- AdvisorCensus page: https://advisorcensus.com/firm/helianth-investment-management-llc-port-chester-ny-317326

## Quick answers

**How is Helianth Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Helianth Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Helianth Investment Management LLC charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Hourly rate: $100 to $800 an hour (financial planning or financial/investment consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Helianth Investment Management LLC located?**
Helianth Investment Management LLC's principal office is in Port Chester, NY, according to its Form ADV.

**Is Helianth Investment Management LLC registered with the SEC or a state?**
Helianth Investment Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317326.

**How much does Helianth Investment Management LLC manage?**
Helianth Investment Management LLC reports $58,446,165 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Helianth Investment Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Helianth Investment Management LLC: Regulatory assets under management: $0 in the October 2022 data and $58,446,165 in the October 2026 data. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Helianth Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15).

**Which custodians does Helianth Investment Management LLC use?**
Helianth Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Helianth Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317326

**What changed in Helianth Investment Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $48,207,000 to $58,446,165 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Hourly rate: $100 to $800 an hour (financial planning or financial/investment consulting)

> For other related advisory services , including but not limited to financial planning or financial/investment consulting, Helianth Investment will negotiate and charge hourly fees generally ranging from $100 to $ 800 per hour

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $58,446,165
- Discretionary: $58,446,165
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 15 | $31,003,798 |
| Corporations or other businesses not listed above | Fewer than 5 | $26,593,056 |
| Other | Fewer than 5 | $849,311 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [helianthinvestment.com](https://helianthinvestment.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 1 | September 30, 2022 |
| October 2023 | $34,345,110 | 1 | March 27, 2023 |
| October 2024 | $39,492,719 | 1 | March 23, 2024 |
| October 2025 | $48,207,000 | 1 | March 31, 2025 |
| October 2026 | $58,446,165 | 1 | March 18, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $58,446,165 in the October 2026 data.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $48,207,000 to $58,446,165 (+21%).

### November 2025
- No longer lists an office in Port Chester, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Helianth Investment Management LLC (CRD 317326): Form ADV filing data as of October 2026.