{
  "crd_number": 317326,
  "slug": "helianth-investment-management-llc-port-chester-ny-317326",
  "primary_business_name": "HELIANTH INVESTMENT MANAGEMENT LLC",
  "legal_name": "HELIANTH INVESTMENT MANAGEMENT LLC",
  "dbas": [],
  "city": "Port Chester",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-21",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": 58446165.0,
  "raum_discretionary": 58446165.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 849311.0,
      "count": null,
      "description": "RELATED-PERSON EMPLOYEE FAMILY/HOUSEHOLD ACCOUNTS",
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 31003798.0,
      "count": 15
    },
    "corporations_other_businesses": {
      "raum": 26593056.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "NY"
  ],
  "websites": [
    "https://helianthinvestment.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317326",
  "city_as_filed": "PORT CHESTER",
  "url": "https://advisorcensus.com/firm/helianth-investment-management-llc-port-chester-ny-317326",
  "display_name": "Helianth Investment Management LLC",
  "summary": "Helianth Investment Management LLC is an SEC-registered investment advisory firm in Port Chester, NY, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.",
  "citation": "AdvisorCensus. Helianth Investment Management LLC (CRD 317326): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Helianth Investment Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Helianth Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Helianth Investment Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 18, 2026 states: Hourly rate: $100 to $800 an hour (financial planning or financial/investment consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Helianth Investment Management LLC located?",
      "a": "Helianth Investment Management LLC's principal office is in Port Chester, NY, according to its Form ADV."
    },
    {
      "q": "Is Helianth Investment Management LLC registered with the SEC or a state?",
      "a": "Helianth Investment Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317326."
    },
    {
      "q": "How much does Helianth Investment Management LLC manage?",
      "a": "Helianth Investment Management LLC reports $58,446,165 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have Helianth Investment Management LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Helianth Investment Management LLC: Regulatory assets under management: $0 in the October 2022 data and $58,446,165 in the October 2026 data. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Helianth Investment Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (15)."
    },
    {
      "q": "Which custodians does Helianth Investment Management LLC use?",
      "a": "Helianth Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Helianth Investment Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317326"
    },
    {
      "q": "What changed in Helianth Investment Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $48,207,000 to $58,446,165 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2022-09-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 34345110.0,
      "total_employees": 1,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 39492719.0,
      "total_employees": 1,
      "filing_date": "2024-03-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 48207000.0,
      "total_employees": 1,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 58446165.0,
      "total_employees": 1,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $48,207,000 to $58,446,165 (+21%)."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "No longer lists an office in Port Chester, NY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 18, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $100 to $800 an hour (financial planning or financial/investment consulting)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $800 an hour (financial planning or financial/investment consulting)"
        ],
        "quotes": [
          "For other related advisory services , including but not limited to financial planning or financial/investment consulting, Helianth Investment will negotiate and charge hourly fees generally ranging from $100 to $ 800 per hour"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 800.0,
          "period": "hour",
          "service": "financial planning or financial/investment consulting"
        }
      ]
    },
    "quotes": [
      "For other related advisory services , including but not limited to financial planning or financial/investment consulting, Helianth Investment will negotiate and charge hourly fees generally ranging from $100 to $ 800 per hour"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/helianth-investment-management-llc-port-chester-ny-317326.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 31003798.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 26593056.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 849311.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317326",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}