# Heights LLC

> Heights LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 315969
- Filed as: HEIGHTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315969
- AdvisorCensus page: https://advisorcensus.com/firm/heights-llc-los-angeles-ca-315969

## Quick answers

**How is Heights LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Heights LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Heights LLC located?**
Heights LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Heights LLC registered with the SEC or a state?**
Heights LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 315969.

**How much does Heights LLC manage?**
Heights LLC reports $239,198,370 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (29% discretionary).

**How have Heights LLC's assets and staff changed since 2023?**
In the Form ADV data for Heights LLC: Regulatory assets under management: $152,753,676 in the October 2023 data and $239,198,370 in the October 2026 data, up 57%. Total employees: 2 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Heights LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11); pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Heights LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315969

**What changed in Heights LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $205,594,337 to $239,198,370 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $239,198,370
- Discretionary: $68,961,889
- Non-discretionary: $170,236,481

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 11 | $170,236,481 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $68,961,889 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $152,753,676 | 2 | August 11, 2023 |
| October 2024 | $192,732,567 | 4 | September 12, 2024 |
| October 2025 | $205,594,337 | 3 | March 31, 2025 |
| October 2026 | $239,198,370 | 3 | March 31, 2026 |

Regulatory assets under management: $152,753,676 in the October 2023 data and $239,198,370 in the October 2026 data, up 57%.
Total employees: 2 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $205,594,337 to $239,198,370 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Heights LLC (CRD 315969): Form ADV filing data as of October 2026.