# Hegarty Advisors, LLC

> Hegarty Advisors, LLC is an SEC-registered investment advisory firm in Garden City, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 306342
- Filed as: HEGARTY ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Garden City, NY
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306342
- AdvisorCensus page: https://advisorcensus.com/firm/hegarty-advisors-llc-garden-city-ny-306342

## Quick answers

**How is Hegarty Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hegarty Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Hegarty Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated January 13, 2026 states: Flat fee: $2,800 (Financial Planning); Hourly rate: $400 an hour (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hegarty Advisors, LLC located?**
Hegarty Advisors, LLC's principal office is in Garden City, NY, according to its Form ADV.

**Is Hegarty Advisors, LLC registered with the SEC or a state?**
Hegarty Advisors, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 306342.

**How much does Hegarty Advisors, LLC manage?**
Hegarty Advisors, LLC reports $171,112,405 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**How have Hegarty Advisors, LLC's assets and staff changed since 2022?**
In the Form ADV data for Hegarty Advisors, LLC: Regulatory assets under management: $41,349,100 in the October 2022 data and $171,112,405 in the October 2026 data, up 314%. Total employees: 1 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hegarty Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (52); individuals (other than high net worth individuals) (49).

**Which custodians does Hegarty Advisors, LLC use?**
Hegarty Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Hegarty Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306342

**Does Hegarty Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 13, 2026 says: "We do not have a minimum account size requirement."

**What changed in Hegarty Advisors, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $125,300,000 to $171,112,405 (+37%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 13, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

- Flat fee: $2,800 (Financial Planning)

> Financial Planning will generally be offered on a fixed fee basis. The fixed fee will be agreed upon before the start of any work. The fixed fee is $ 2,800.00.

- Hourly rate: $400 an hour (Financial Planning)

> Financial Planning fee is an hourly rate of $400.00 per hour. The fee may be negotiable in certain cases and is due at the completion of the engagement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $171,112,405
- Discretionary: $171,112,405
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $27,212,305 |
| High net worth individuals | 52 | $143,900,100 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [hegartyadvisors.com](https://hegartyadvisors.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $41,349,100 | 1 | May 24, 2022 |
| October 2023 | $50,748,256 | 1 | July 31, 2023 |
| October 2024 | $93,449,586 | 2 | January 23, 2024 |
| October 2025 | $125,300,000 | 2 | January 28, 2025 |
| October 2026 | $171,112,405 | 2 | January 13, 2026 |

Regulatory assets under management: $41,349,100 in the October 2022 data and $171,112,405 in the October 2026 data, up 314%.
Total employees: 1 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $125,300,000 to $171,112,405 (+37%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hegarty Advisors, LLC (CRD 306342): Form ADV filing data as of October 2026.