# Headway Wealth

> Headway Wealth is an SEC-registered investment advisory firm in Durham, United Kingdom, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.

- CRD: 342947
- Filed as: HEADWAY WEALTH
- Legal name: Headway Wealth Ltd
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Durham, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: June 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342947
- AdvisorCensus page: https://advisorcensus.com/firm/headway-wealth-durham-342947

## Quick answers

**How is Headway Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Headway Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Headway Wealth charge?**
Its Form ADV Part 2A brochure dated June 25, 2026 states: Flat fee: $3,000 to $10,000 (creating client financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Headway Wealth located?**
Headway Wealth's principal office is in Durham, United Kingdom, according to its Form ADV.

**Is Headway Wealth registered with the SEC or a state?**
Headway Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342947.

**How much does Headway Wealth manage?**
Headway Wealth reports $301,000,035 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (0% discretionary).

**What types of clients does Headway Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (523); high net worth individuals (73); corporations or other businesses not listed above (3).

**Which custodians does Headway Wealth use?**
Headway Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists AJ Bell as a custodian holding 10% or more of its separately managed account assets.

**Does Headway Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342947

**Does Headway Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated June 25, 2026 says: "There is an account minimum of $100,000, which may be waived by HEA in its discretion."

**What changed in Headway Wealth's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 25, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $100,000, which may be waived by HEA in its discretion.

- Flat fee: $3,000 to $10,000 (creating client financial plans)

> The negotiated fixed rate for creating client financial plans is between $3,000 and $10,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- AJ Bell

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $301,000,035
- Discretionary: $0
- Non-discretionary: $301,000,035

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 523 | $139,853,905 |
| High net worth individuals | 73 | $151,146,030 |
| Corporations or other businesses not listed above | 3 | $10,000,100 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 17 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [headwaywealth.com](https://headwaywealth.com)
- Facebook @headwaywealth
- LinkedIn @headwaywealth

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Headway Wealth (CRD 342947): Form ADV filing data as of October 2026.