# Headwaters Capital

> Headwaters Capital is an exempt reporting adviser in Heber City, UT, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 336393
- Filed as: HEADWATERS CAPITAL
- Legal name: Headwaters Capital, LLC
- Reporting status: Exempt reporting adviser (status as filed: State ERA - ACTIVE)
- Location: Heber City, UT
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/336393
- AdvisorCensus page: https://advisorcensus.com/firm/headwaters-capital-heber-city-ut-336393

## Quick answers

**Where is Headwaters Capital located?**
Headwaters Capital's principal office is in Heber City, UT, according to its Form ADV.

**How does Headwaters Capital report to regulators?**
Headwaters Capital is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: State ERA - ACTIVE. CRD 336393.

**Does Headwaters Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336393

## From the Form ADV filing

### Firm details
- Reporting since: 2026 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Headwaters Capital (CRD 336393): Form ADV filing data as of October 2026.