# HDI Capital LLC

> HDI Capital LLC is an SEC-registered investment advisory firm, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 277119
- Filed as: HDI CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/277119
- AdvisorCensus page: https://advisorcensus.com/firm/hdi-capital-llc-277119

## Quick answers

**How is HDI Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), HDI Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is HDI Capital LLC registered with the SEC or a state?**
HDI Capital LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 277119.

**How much does HDI Capital LLC manage?**
HDI Capital LLC reports $9,673,425 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have HDI Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for HDI Capital LLC: Regulatory assets under management: $1,713,917 in the October 2021 data and $9,673,425 in the October 2026 data, up 464%. Total employees: 7 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Which custodians does HDI Capital LLC use?**
HDI Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does HDI Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277119

**Does HDI Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "We do not have minimum account requirements."

**What changed in HDI Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $7,037,544 to $9,673,425 (+37%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: None

> We do not have minimum account requirements.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $9,673,425
- Discretionary: $9,673,425
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $8,642 |
| Corporations or other businesses not listed above | Fewer than 5 | $9,664,783 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hdicap.com
- LinkedIn @hdi-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,713,917 | 7 | March 31, 2021 |
| October 2022 | $294 | 7 | March 31, 2022 |
| October 2023 | $2,149,000 | 7 | May 12, 2023 |
| October 2024 | $5,317,668 | 5 | September 10, 2024 |
| October 2025 | $7,037,544 | 3 | March 28, 2025 |
| October 2026 | $9,673,425 | 3 | March 20, 2026 |

Regulatory assets under management: $1,713,917 in the October 2021 data and $9,673,425 in the October 2026 data, up 464%.
Total employees: 7 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $7,037,544 to $9,673,425 (+37%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HDI Capital LLC (CRD 277119): Form ADV filing data as of October 2026.