{
  "crd_number": 128315,
  "slug": "hbe-wealth-management-llc-lincoln-ne-128315",
  "primary_business_name": "HBE WEALTH MANAGEMENT, LLC",
  "legal_name": "HBE WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Lincoln",
  "state": "NE",
  "country": "United States",
  "cbsa_code": "30700",
  "metro": {
    "cbsa_code": "30700",
    "common_name": "Lincoln",
    "msa_name": "Lincoln, NE",
    "path": "/advisors/ne/lincoln"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-10-02",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-26",
  "carried_forward": false,
  "raum_total": 277436368.0,
  "raum_discretionary": 274394925.0,
  "raum_non_discretionary": 3041443.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 7895928.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 50605303.0,
      "count": 185
    },
    "high_net_worth_individuals": {
      "raum": 218012972.0,
      "count": 73
    },
    "corporations_other_businesses": {
      "raum": 922165.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "KS",
    "NE",
    "TX"
  ],
  "websites": [
    "https://facebook.com/SEARCH/TOP?Q=HBE+WEALTH+MANAGEMENT",
    "https://hbewealth.com",
    "https://instagram.com/HBECPA",
    "https://linkedin.com/COMPANY/HBECPA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128315",
  "city_as_filed": "LINCOLN",
  "url": "https://advisorcensus.com/firm/hbe-wealth-management-llc-lincoln-ne-128315",
  "display_name": "HBE Wealth Management, LLC",
  "summary": "HBE Wealth Management, LLC is an SEC-registered investment advisory firm in Lincoln, NE, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.",
  "citation": "AdvisorCensus. HBE Wealth Management, LLC (CRD 128315): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is HBE Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), HBE Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does HBE Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 states: Up to $500,000: 1.25% a year; $500,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,500,000: 0.7% a year; $2,500,000 to $5,000,000: 0.5% a year; $5,000,000 to $10,000,000: 0.4% a year; Above $10,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is HBE Wealth Management, LLC located?",
      "a": "HBE Wealth Management, LLC's principal office is in Lincoln, NE, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is HBE Wealth Management, LLC registered with the SEC or a state?",
      "a": "HBE Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 128315."
    },
    {
      "q": "How much does HBE Wealth Management, LLC manage?",
      "a": "HBE Wealth Management, LLC reports $277,436,368 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (99% discretionary)."
    },
    {
      "q": "How have HBE Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for HBE Wealth Management, LLC: Regulatory assets under management: $108,231,459 in the October 2021 data and $277,436,368 in the October 2026 data, up 156%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does HBE Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (185); high net worth individuals (73)."
    },
    {
      "q": "Which custodians does HBE Wealth Management, LLC use?",
      "a": "HBE Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does HBE Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128315"
    },
    {
      "q": "What changed in HBE Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $201,222,368 to $277,436,368 (+38%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 108231459.0,
      "total_employees": 4,
      "filing_date": "2021-03-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 121196833.0,
      "total_employees": 3,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 128627342.0,
      "total_employees": 4,
      "filing_date": "2023-03-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 163734382.0,
      "total_employees": 4,
      "filing_date": "2024-02-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 201222368.0,
      "total_employees": 4,
      "filing_date": "2025-07-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 277436368.0,
      "total_employees": 5,
      "filing_date": "2026-02-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5.",
        "Regulatory assets under management went from $201,222,368 to $277,436,368 (+38%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,000 to $1,000,000",
        "rate": "0.9%"
      },
      {
        "band": "$1,000,000 to $2,500,000",
        "rate": "0.7%"
      },
      {
        "band": "$2,500,000 to $5,000,000",
        "rate": "0.5%"
      },
      {
        "band": "$5,000,000 to $10,000,000",
        "rate": "0.4%"
      },
      {
        "band": "Above $10,000,000",
        "rate": "0.35%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$4,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.25% a year",
          "$500,000 to $1,000,000: 0.9% a year",
          "$1,000,000 to $2,500,000: 0.7% a year",
          "$2,500,000 to $5,000,000: 0.5% a year",
          "$5,000,000 to $10,000,000: 0.4% a year",
          "Above $10,000,000: 0.35% a year"
        ],
        "quotes": [
          "The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below: Assets Under Management Annual Fee (%) For the next amount from 0 to $500,000 1.25% For the next amount from $500,000 to $1,000,000 0.90% For the next amount from $1,000,000 to $2,500,000 0.70% For the next amount from $2,500,000 to $5,000,000 0.50% For the next amount from $5,000,000 to $10,000,000 0.40% For the next amount from $10,000 and above 0.35%"
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $4,000"
        ],
        "quotes": [
          "Our minimum annual fee is $4,000.00."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.25
        },
        {
          "min": 500000.0,
          "max": 1000000.0,
          "rate_pct": 0.9
        },
        {
          "min": 1000000.0,
          "max": 2500000.0,
          "rate_pct": 0.7
        },
        {
          "min": 2500000.0,
          "max": 5000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 5000000.0,
          "max": 10000000.0,
          "rate_pct": 0.4
        },
        {
          "min": 10000000.0,
          "max": null,
          "rate_pct": 0.35
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 4000.0,
      "planning": []
    },
    "quotes": [
      "The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below: Assets Under Management Annual Fee (%) For the next amount from 0 to $500,000 1.25% For the next amount from $500,000 to $1,000,000 0.90% For the next amount from $1,000,000 to $2,500,000 0.70% For the next amount from $2,500,000 to $5,000,000 0.50% For the next amount from $5,000,000 to $10,000,000 0.40% For the next amount from $10,000 and above 0.35%",
      "Our minimum annual fee is $4,000.00."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hbe-wealth-management-llc-lincoln-ne-128315.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 185,
      "fewer_than_5": false,
      "raum": 50605303.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 73,
      "fewer_than_5": false,
      "raum": 218012972.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 7895928.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 922165.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128315",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}