{ "crd_number": 305852, "slug": "haynie-wealth-management-llc-salt-lake-city-ut-305852", "primary_business_name": "HAYNIE WEALTH MANAGEMENT LLC", "legal_name": "HAYNIE WEALTH MANAGEMENT LLC", "dbas": [ "HAYNIE WEALTH" ], "city": "Salt Lake City", "state": "UT", "country": "United States", "cbsa_code": "41620", "metro": { "cbsa_code": "41620", "common_name": "Salt Lake City", "msa_name": "Salt Lake City-Murray, UT", "path": "/advisors/ut/salt-lake-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-03-17", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-05-14", "carried_forward": false, "raum_total": 106642575.0, "raum_discretionary": 105388710.0, "raum_non_discretionary": 1253865.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 30031708.0, "count": 121 }, "high_net_worth_individuals": { "raum": 76610867.0, "count": 35 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "TX", "UT" ], "websites": [ "https://facebook.com/hayniewealth", "https://hayniewealth.com", "https://linkedin.com/company/haynie-wealth", "https://linkedin.com/in/celina-o-606407202", "https://linkedin.com/in/kent-christensen-3371a284", "https://linkedin.com/in/mitch--doman", "https://linkedin.com/in/racheljenson123", "https://twitter.com/HaynieWealth", "https://x.com/HaynieWealth" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305852", "city_as_filed": "SALT LAKE CITY", "url": "https://advisorcensus.com/firm/haynie-wealth-management-llc-salt-lake-city-ut-305852", "display_name": "Haynie Wealth Management LLC", "summary": "Haynie Wealth Management LLC is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.", "citation": "AdvisorCensus. Haynie Wealth Management LLC (CRD 305852): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Haynie Wealth Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Haynie Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Haynie Wealth Management LLC located?", "a": "Haynie Wealth Management LLC's principal office is in Salt Lake City, UT, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Haynie Wealth Management LLC registered with the SEC or a state?", "a": "Haynie Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 305852." }, { "q": "How much does Haynie Wealth Management LLC manage?", "a": "Haynie Wealth Management LLC reports $106,642,575 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (99% discretionary)." }, { "q": "What types of clients does Haynie Wealth Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (35)." }, { "q": "Which custodians does Haynie Wealth Management LLC use?", "a": "Haynie Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Haynie Wealth Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305852" }, { "q": "Does Haynie Wealth Management LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated May 14, 2026 says: \"Haynie Wealth generally requires a minimum household size is $500,000 of assets under management to effectively implement its investment process. However, the Advisor may grant exceptions to the minimum household size at its sole discretion.\"" }, { "q": "What changed in Haynie Wealth Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated May 14, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$500,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $500,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "Haynie Wealth generally requires a minimum household size is $500,000 of assets under management to effectively implement its investment process. However, the Advisor may grant exceptions to the minimum household size at its sole discretion." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 500000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Haynie Wealth generally requires a minimum household size is $500,000 of assets under management to effectively implement its investment process. However, the Advisor may grant exceptions to the minimum household size at its sole discretion." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Altruist Financial LLC", "name_as_filed": "ALTRUIST FINANCIAL LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/haynie-wealth-management-llc-salt-lake-city-ut-305852.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 121, "fewer_than_5": false, "raum": 30031708.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 35, "fewer_than_5": false, "raum": 76610867.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305852", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }