# Hayes Wealth Advisors, LLC

> Hayes Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 299807
- Filed as: HAYES WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299807
- AdvisorCensus page: https://advisorcensus.com/firm/hayes-wealth-advisors-llc-299807

## Quick answers

**How is Hayes Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hayes Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Hayes Wealth Advisors, LLC registered with the SEC or a state?**
Hayes Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 299807.

**How much does Hayes Wealth Advisors, LLC manage?**
Hayes Wealth Advisors, LLC reports $133,260,554 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (72% discretionary).

**How have Hayes Wealth Advisors, LLC's assets and staff changed since 2025?**
In the Form ADV data for Hayes Wealth Advisors, LLC: Regulatory assets under management: $102,109,317 in the October 2025 data and $133,260,554 in the October 2026 data, up 31%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hayes Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (73); pension and profit sharing plans (but not the plan participants or government pension plans) (49); individuals (other than high net worth individuals) (47).

**Which custodians does Hayes Wealth Advisors, LLC use?**
Hayes Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists TD Ameritrade, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Hayes Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299807

**Does Hayes Wealth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 24, 2026 says: "We do not generally impose a minimum portfolio value for conventional investment management services or a minimum fee."

**What changed in Hayes Wealth Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $102,109,317 to $133,260,554 (+31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 24, 2026)

- Account minimum: None

> We do not generally impose a minimum portfolio value for conventional investment management services or a minimum fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- TD Ameritrade, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $133,260,554
- Discretionary: $96,597,784
- Non-discretionary: $36,662,770

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $23,133,090 |
| High net worth individuals | 73 | $68,785,554 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 49 | $36,662,770 |
| Charitable organizations | 13 | $1,160,128 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 10 | $3,519,012 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IL, LA, MI, NC, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hayeswealthadvisors.com
- Facebook @hayeswealthadvisors
- LinkedIn @hayeswealthadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $102,109,317 | 3 | April 30, 2025 |
| October 2026 | $133,260,554 | 3 | April 24, 2026 |

Regulatory assets under management: $102,109,317 in the October 2025 data and $133,260,554 in the October 2026 data, up 31%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $102,109,317 to $133,260,554 (+31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hayes Wealth Advisors, LLC (CRD 299807): Form ADV filing data as of October 2026.